Part 249b — Further Forms, Securities Exchange Act of 1934
- §249b.1-249b.99 Reserved
- §249b.100 Form TA-1, 1 uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.
- §249b.101 Form TA-W, notice of withdrawal from registration as transfer agent.
- §249b.102 Form TA-2, 1 form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities.
- §249b.200 Form CA-1, 1 form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.
- §249b.300 FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 and § 240.17g-1 of this chapter.
- §249b.400 Form SD, specialized disclosure report.