§249b.102. Form TA-2, 1 form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities.
17 C.F.R. § 249b.102
This form shall be used on an annual basis for registered transfer agents for reporting their business activities.
Notes, amendments, and revision history
Amendments
[51 FR 12134, Apr. 9, 1986, as amended at 73 FR 32228, June 5, 2008]
Authority
Authority: 15 U.S.C. 78a et seq., unless otherwise noted; Sections 249b.100 and 249b.102 also issued under secs. 17, 17A and 23(a); 48 Stat. 897, as amended, 89 Stat. 137, 141 and 48 Stat. 901 (15 U.S.C. 78q, 78q-1, 78w(a)). Section 249b.400 is also issued under secs. 1502 and 1504, Pub. L. 111-203, 124 Stat. 2213 and 2220.
Amendments
[51 FR 12134, Apr. 9, 1986, as amended at 73 FR 32228, June 5, 2008]