§39.40. Consistency with the Principles for Financial Market Infrastructures.
17 C.F.R. § 39.40
This subpart C is intended to establish standards which, together with subparts A and B of this part, are consistent with section 5b(c) of the Act and the Principles for Financial Market Infrastructures published by the Committee on Payment and Settlement Systems and the Board of the International Organization of Securities Commissions and should be interpreted in that context.
Notes, amendments, and revision history
Source
Source: 78 FR 72514, Dec. 2, 2013, unless otherwise noted.
Authority
Authority: 7 U.S.C. 2, 6(c), 7a-1, and 12a(5); 12 U.S.C. 5464; 15 U.S.C. 8325; Section 752 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, title VII, sec. 752, July 21, 2010, 124 Stat. 1749.
Source
Source: 76 FR 69430, Nov. 8, 2011, unless otherwise noted.