Subpart A — Registration
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§3.1
Definitions.
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§3.2
Registration processing by the National Futures Association; notification and duration of registration.
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§3.3
Chief compliance officer.
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§3.4
Registration in one capacity not included in registration in any other capacity.
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§3.5-3.9
Reserved
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§3.10
Registration of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators, swap dealers, major swap participants and leverage transaction merchants.
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§3.11
Registration of floor brokers and floor traders.
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§3.12
Registration of associated persons of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants.
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§3.13-3.20
Reserved
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§3.21
Exemption from fingerprinting requirement in certain cases.
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§3.22
Supplemental filings.
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§3.23-3.29
Reserved
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§3.30
Current address for purpose of delivery of communications from the Commission or the National Futures Association.
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§3.31
Deficiencies, inaccuracies, and changes, to be reported.
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§3.33
Withdrawal from registration.