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Notes

§171.40. Notice of the commencement of a member responsibility action.

17 C.F.R. § 171.40

The notice of a Member Responsibility Action provided by the National Futures Association pursuant to its rules shall advise the affected parties of their right to petition the Commission pursuant to § 171.41 to stay the effective date of the action pending a hearing before the National Futures Association on the factual issues relevant to the suspension, restriction or remedial action ordered.
Notes, amendments, and revision history

Authority

Authority: 7 U.S.C. 4a, 12a and 21, unless otherwise noted.

Source

Source: 55 FR 41068, Oct. 9, 1990, unless otherwise noted.