§150.30. What fiduciary capacities does this part cover? — Inbound Citations
12 C.F.R. § 150.30
Statutory Authority
Cited by 1 regulation in release Current.
Citations to 12 U.S.C. § 150.30 as a whole
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If you are deemed a fiduciary based solely on your capacity as investment advisor, as that capacity is defined in § 9.101(a) of this chapter, and have no other fiduciary capacity as enumerated in § 150.30, you are not required to maintain custody or control of fiduciary assets as set forth in § 150.220 or § 150.240.