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Notes

§150.220. Are any other account reviews required?

12 C.F.R. § 150.220

At least once every calendar year, you must conduct a review of all assets of each fiduciary account for which you have investment discretion. In this review, you must evaluate whether the assets are appropriate, individually and collectively, for the account.
Notes, amendments, and revision history

Authority

Authority: 12 U.S.C. 1462a, 1463, 1464, 5412(b)(2)(B).

Source

Source: 76 FR 49003, Aug. 9, 2011, unless otherwise noted.