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Notes

§150.210. Must I conduct another review of an account after I accept it?

12 C.F.R. § 150.210

After you accept a fiduciary account for which you have investment discretion, you must conduct a prompt review of all assets of the account to evaluate whether they are appropriate, individually and collectively, for the account.
Notes, amendments, and revision history

Authority

Authority: 12 U.S.C. 1462a, 1463, 1464, 5412(b)(2)(B).

Source

Source: 76 FR 49003, Aug. 9, 2011, unless otherwise noted.