§3301. Securities fraud offenses

18 U.S.C. § 3301

(a)

Definition.— In this section, the term “securities fraud offense” means a violation of, or a conspiracy or an attempt to violate—

(1)

section 1348;

(2)

section 32(a) of the Securities Exchange Act of 1934 (15 U.S.C. 78ff(a));

(3)

section 24 of the Securities Act of 1933 (15 U.S.C. 77x);

(4)

section 217 of the Investment Advisers Act of 1940 (15 U.S.C. 80b–17);

(5)

section 49 of the Investment Company Act of 1940 (15 U.S.C. 80a–48); or

(6)

section 325 of the Trust Indenture Act of 1939 (15 U.S.C. 77yyy).

(b)

Limitation.— No person shall be prosecuted, tried, or punished for a securities fraud offense, unless the indictment is found or the information is instituted within 6 years after the commission of the offense.

Notes, amendments, and revision history

(Added Pub. L. 111–203, title X, § 1079A(b)(1), July 21, 2010, 124 Stat. 2079.)

Statutory Notes and Related Subsidiaries

Effective Date

Section effective 1 day after July 21, 2010, except as otherwise provided, see section 4 of Pub. L. 111–203, set out as a note under section 5301 of Title 12, Banks and Banking.