§2634.303. Purchases, sales, and exchanges.
5 C.F.R. § 2634.303
In general. Except for reports required under § 2634.201(f) and as indicated in § 2634.310(b), each financial disclosure report filed pursuant to this subpart must include a brief description, the date, and value (using the categories of value in § 2634.301(d)(2) through (9)) of any purchase, sale, or exchange by the filer during the reporting period, in which the amount involved in the transaction exceeds $1,000. The acquisition of an asset through inheritance is not considered a transaction for purposes of this section. Reportable transactions include:
Of real property, other than a personal residence of the filer or spouse, as defined in § 2634.105(l); and
Of stocks, bonds, commodity futures, mutual fund shares, and other forms of securities.
Exceptions. The following transactions need not be reported under paragraph (a) of this section:
Transactions solely by and between the reporting individual, the reporting individual's spouse, or the reporting individual's dependent children;
Transactions involving Treasury bills, notes, and bonds; money market mutual funds or accounts; and bank accounts (as defined in § 2634.301(c)(2)), provided they occur at rates, terms, and conditions available generally to members of the public;
Transactions involving holdings of trusts and investment funds described in § 2634.312(b) and (c);
Transactions which occurred at a time when the reporting individual was not a public financial disclosure filer or was not a Federal Government officer or employee; and
Transactions fully disclosed in any public financial disclosure report filed during the calendar year pursuant to § 2634.309.
Notes, amendments, and revision history
Authority
Authority: 5 U.S.C. ch. 131; 26 U.S.C. 1043; Pub. L. 101-410, 104 Stat. 890, 28 U.S.C. 2461 note, as amended by sec. 31001, Pub. L. 104-134, 110 Stat. 1321 and sec. 701, Pub. L. 114-74; Pub. L. 112-105, 126 Stat. 291; E.O. 12674, 54 FR 15159, 3 CFR, 1989 Comp., p. 215, as modified by E.O. 12731, 55 FR 42547, 3 CFR, 1990 Comp., p. 306.
Source
Source: 83 FR 33981, July 18, 2018, unless otherwise noted.