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49 C.F.R. §§ 29.101–29.109

9 sections in range

§29.101. How does a Tribe commence negotiations for a compact, funding agreement, or amendment?

49 C.F.R. § 29.101

After the Department notifies a Tribe in writing that it is eligible to participate in the Program pursuant to § 29.100, the Tribe must submit a written request to the Self-Governance Official to begin negotiating a compact and funding agreement. A Tribe participating in the Program may submit a written request to the Self-Governance Official at any time to begin negotiating an amendment. A Tribe may send the request to [email protected] or use any other method that provides receipt.
Notes, amendments, and revision history

Authority

Authority: 23 U.S.C. 207

Source

Source: 85 FR 33504, June 1, 2020, unless otherwise noted.

§29.102. What information should a Tribe provide to the Department when it expresses its interest in negotiating a compact, funding agreement, or amendment?

49 C.F.R. § 29.102

After the Department notifies a Tribe in writing that it is eligible to participate in the Program pursuant to § 29.100, the Tribe may express its interest in negotiating a compact, funding agreement, or amendment by written request. Such request need only request that the Department enter into negotiations for a compact, funding agreement, or amendment. To the degree the Tribe has the following information available to it, the request may include, as appropriate:
(a)
Whether the Tribe wants to negotiate a compact, funding agreement, or amendment;
(b)
The funding programs that the Tribe wants to include in the funding agreement or amendment;
(c)
The terms the Tribe wants to include in the compact, funding agreement, or amendment;
(d)
Any information or technical assistance the Tribe needs from the Department to assist in pursuing the negotiation process; and
(e)
The Tribal official with authority to negotiate on behalf of the Tribe, the designated Tribal contact, relevant contact information, and, if applicable, the name and contact information of an attorney authorized to represent the interests of the Tribe in the negotiation.
Notes, amendments, and revision history

Authority

Authority: 23 U.S.C. 207

Source

Source: 85 FR 33504, June 1, 2020, unless otherwise noted.

§29.103. How will the Department respond to a Tribe's written request?

49 C.F.R. § 29.103

Within 15 days of receipt of a Tribe's written request, the Department will notify the Tribe in writing of the identity of the designated representative(s) of the Department who will conduct the negotiation and, to the extent feasible, will provide to the Tribe the information requested by the Tribe consistent with § 29.102(d).
Notes, amendments, and revision history

Authority

Authority: 23 U.S.C. 207

Source

Source: 85 FR 33504, June 1, 2020, unless otherwise noted.

§29.104. Must the Department and a Tribe follow a specific process when negotiating compacts, funding agreements, and amendments?

49 C.F.R. § 29.104

The Department and a Tribe do not have to follow a specific process when negotiating compacts, funding agreements, and amendments. The Department and the Tribe should cooperate to develop a plan to address each issue subject to negotiation and provide the representatives an opportunity to address the Tribal proposals, legal or program issues of concern, the time needed to complete the negotiations, and the development of a term sheet.
Notes, amendments, and revision history

Authority

Authority: 23 U.S.C. 207

Source

Source: 85 FR 33504, June 1, 2020, unless otherwise noted.

§29.105. Will negotiations commence or conclude within a specified time period?

49 C.F.R. § 29.105

Unless the Department and the Tribe agree otherwise, negotiations will commence within 60 days of the Department's receipt of the Tribe's written request to negotiate a compact, funding agreement, or amendment. The Department and the Tribe should make every effort to conclude negotiations within 90 days from the date on which negotiations commence, unless they agree to extend the time period for negotiations. Negotiations may proceed by electronic mail, teleconferences, or in-person meetings.
Notes, amendments, and revision history

Authority

Authority: 23 U.S.C. 207

Source

Source: 85 FR 33504, June 1, 2020, unless otherwise noted.

§29.106. What are best practices to pursue negotiations?

49 C.F.R. § 29.106

(a)
The Department and the Tribe should collaborate and provide a clear explanation of their positions and interests. Each party should provide timely and specific responses to proposals presented during negotiations in order to conclude negotiations as soon as possible within the period provided in § 29.105.
(b)
In negotiating the applicable construction, design, monitoring, or health and safety requirements that apply to the PSFAs the Tribe carries out using funds included in a funding agreement, along with the other terms set forth in § 29.307, the Department and the Tribe should cooperate and the Department will prioritize the reduction of administrative requirements on the Tribe when negotiating the terms of the compact, funding agreement, or amendment to effectuate Tribal self-governance.
(c)
The Department and the Tribe should conduct the negotiations in order to reach agreement on as many items as possible, and to refine unresolved issues in order to avoid disputed terms. The negotiations should conclude with mutually agreed upon terms and conditions. If any unresolved issues remain, the Tribe may submit a final offer to the Department under subpart C of this part.
Notes, amendments, and revision history

Authority

Authority: 23 U.S.C. 207

Source

Source: 85 FR 33504, June 1, 2020, unless otherwise noted.

§29.107. What recourse does the Department or the Tribe have if the negotiations reach an impasse?

49 C.F.R. § 29.107

The Department and the Tribe should resolve disagreements informally and by mutual agreement whenever possible. If the Department and the Tribe are unable to reach agreement by the agreed upon date for completing negotiations, the Tribe may request to participate in an alternative dispute resolution process pursuant to § 29.901, or it may submit a final offer to the Self-Governance Official in accordance with subpart C of this part.
Notes, amendments, and revision history

Authority

Authority: 23 U.S.C. 207

Source

Source: 85 FR 33504, June 1, 2020, unless otherwise noted.

§29.108. May the Department and the Tribe continue to negotiate after the Tribe submits a final offer?

49 C.F.R. § 29.108

The Department and the Tribe may continue negotiations after the Tribe submits a final offer by mutual agreement, and may execute the remaining terms of the compact, funding agreement, or amendment not subject to the final offer, consistent with § 29.213.
Notes, amendments, and revision history

Authority

Authority: 23 U.S.C. 207

Source

Source: 85 FR 33504, June 1, 2020, unless otherwise noted.

§29.109. Who is responsible for drafting the compact or funding agreement?

49 C.F.R. § 29.109

It is the mutual obligation of the Department and the Tribe to draft the compact, funding agreement, or amendment. Either the Department or the Tribe may prepare the initial draft for the other party's review.
Notes, amendments, and revision history

Authority

Authority: 23 U.S.C. 207

Source

Source: 85 FR 33504, June 1, 2020, unless otherwise noted.