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49 C.F.R. §§ 218.99–218.109

6 sections in range

§218.99. Shoving or pushing movements.

49 C.F.R. § 218.99

(a)
(1)
Each railroad shall adopt and comply with an operating rule which complies with the requirements of this section. When any person including, but not limited to, each railroad, railroad officer, supervisor, and employee violates any requirement of an operating rule which complies with the requirements of this section, that person shall be considered to have violated the requirements of this section.
(2)
The following requirements for shoving or pushing movements do not apply to rolling equipment intentionally shoved or pushed to permit the rolling equipment to roll without power attached, i.e., free rolling equipment, during switching service activities known as kicking, humping, or dropping cars.
(b)
General movement requirements—
(1)
Job briefing. Rolling equipment shall not be shoved or pushed until the locomotive engineer participating in the move has been briefed by the employee who will direct the move. The job briefing shall include the means of communication to be used between the locomotive engineer and the employee directing the move and how point protection will be provided.
(2)
No unrelated tasks. During the shoving or pushing movement, the employee directing the movement shall not engage in any task unrelated to the oversight of the shoving or pushing movement.
(3)
Point protection. When rolling equipment or a lite locomotive train with two or more locomotives that is operated from a single control stand is shoved or pushed, point protection shall be provided by a crewmember or other qualified employee by:
(i)
Visually determining that the track is clear. The determination that the track is clear may be made with the aid of monitored cameras or other technological means, provided that it and the procedures for use provide an equivalent level of protection to that of a direct visual determination by a crewmember or other qualified employee properly positioned to make the observation as prescribed in this section and appendix D to this part; and
(ii)
Giving signals or instructions necessary to control the movement.
(c)
Additional requirements for remote control movements. All remote control movements are considered shoving or pushing movements, except when the remote control operator controlling the movement is riding the leading end of the leading locomotive in a position to visually determine conditions in the direction of movement. In addition to the other requirements of this section,
(1)
When initiating a remote control shoving or pushing movement—
(i)
The remote control operator shall visually determine the direction the equipment moves; or
(ii)
A member of the crew shall visually determine the direction the equipment moves and confirm the direction with the remote control operator. If no confirmation is received, the movement shall be immediately stopped; and
(2)
If technology is relied upon, whether primarily or as a safeguard, to provide pull-out protection by preventing the movement from exceeding the limits of a remote control zone, the technology shall be demonstrated
(i)
To be failsafe; or
(ii)
To provide suitable redundancy to prevent unsafe failure.
(d)
Remote control zone, exception to track is clear requirements. After an initial track is clear determination has been made in an activated remote control zone, it is not necessary to make a new determination prior to each subsequent shoving or pushing movement provided that:
(1)
The controlling locomotive of the remote control movement is on the leading end in the direction of movement, i.e., the movement occurs on the pull-out end;
(2)
The remote control zone is not jointly occupied; and
(3)
The initial determination was made by a crewmember of either—
(i)
The remote control crew;
(ii)
A relieved remote control crew who has transferred the remote control zone directly to the relieving crew; or
(iii)
The last jointly occupying crew who directly communicates, i.e., not through a third party, to a remote control crewmember that the remote control zone is no longer jointly occupied and meets the requirements for track is clear.
(e)
Operational exceptions. A railroad does not need to comply with paragraphs (b) through (d) of this section in the following circumstances:
(1)
Push-pull operations when operated from the leading end in the direction of movement, i.e., push mode;
(2)
Shoving or pushing operations with a helper service train operation or distributed power locomotives assisting a train when the train is being operated from the leading end in the direction of movement;
(3)
During the performance of roadway maintenance activity under the direct control of a roadway worker performing work in accordance with railroad operating rules specific to roadway workers; or
(4)
When the leading end of a shoving movement is on a main track or signaled siding, under the following conditions:
(i)
The train dispatcher gives authority or permission to make the movement and verifies that—
(A)
Another movement or work authority is not in effect within the same or overlapping limits unless conflicting movements are protected; and
(B)
A main track is not removed from service by a work authority within the same or overlapping limits;
(ii)
Movement is limited to the train's authority;
(iii)
Movement shall not be made into or within yard limits, restricted limits, drawbridges, or work authority limits;
(iv)
Movement shall not enter or foul a highway-rail grade crossing or pedestrian crossing except when:
(A)
Crossing gates are in the fully lowered position; or
(B)
A designated and qualified employee is stationed at the crossing and has the ability to communicate with trains; or
(C)
At crossings equipped only with flashing lights or passive warning devices, when it is clearly seen that no traffic is approaching or stopped at the crossing and the leading end of the movement over the crossing does not exceed 15 miles per hour; and
(v)
Movement shall not be made into or within interlocking limits or controlled point limits unless the following conditions are met:
(A)
The signal governing movement is more favorable than restricting aspect;
(B)
Each signal governing movement into and through interlocking limits or controlled point limits shall be continuously observed by a member of that crew who is in a position to determine that the train's movement has occupied the circuit controlling that signal as evidenced by that signal assuming its most restrictive aspect; and
(C)
The movement does not exceed the train's length.
(5)
Shoving or pushing movements made in the direction of the circuited end of a designated departure track equipped with a shove light system, if all of the following conditions are met:
(i)
The shove light system is demonstrated to be failsafe;
(ii)
The shove light system is arranged to display a less favorable aspect when the circuited section of the track is occupied;
(iii)
Written procedures are adopted and complied with that provide for a reliable means of determining track occupancy prior to commencing a shoving or pushing movement;
(iv)
The track is designated in writing;
(v)
The track is under the exclusive and continuous control of a yardmaster or other qualified employee;
(vi)
The train crewmember or other qualified employee directing the shoving or pushing movement complies with the general movement requirements contained in paragraphs (b)(1) and (b)(2) of this section;
(vii)
All remote control shoving or pushing movements comply with the requirements contained in paragraph (c)(1) of this section; and
(viii)
The shove light system is continuously illuminated when the circuited section of the track is unoccupied.
Notes, amendments, and revision history

Amendments

[73 FR 8498, Feb. 13, 2008, as amended at 73 FR 33902, June 16, 2008; 89 FR 25108, Apr. 9, 2024]

Source

Source: 73 FR 8498, Feb. 13, 2008, unless otherwise noted.

Authority

Authority: 49 U.S.C. 20103, 20107, 20131, 20138, 20144, 20168; 28 U.S.C. 2461 note; and 49 CFR 1.89.

Source

Source: 44 FR 2175, Jan. 10, 1979, unless otherwise noted.

Amendments

[73 FR 8498, Feb. 13, 2008, as amended at 73 FR 33902, June 16, 2008; 89 FR 25108, Apr. 9, 2024]

§218.101. Leaving rolling and on-track maintenance-of-way equipment in the clear.

49 C.F.R. § 218.101

(a)
Each railroad shall adopt and comply with an operating rule which complies with the requirements of this section. When any person including, but not limited to, each railroad, railroad officer, supervisor, and employee violates any requirement of an operating rule which complies with the requirements of this section, that person shall be considered to have violated the requirements of this section.
(b)
Rolling and on-track maintenance-of-way equipment shall not be left where it will foul a connecting track unless:
(1)
The equipment is standing on a main track and a siding track switch that the equipment is fouling is lined for the main track on which the equipment is standing; or
(2)
The equipment is standing on a siding and a main track switch that the equipment is fouling is lined for the siding on which the equipment is standing; or
(3)
The equipment is standing on a yard switching lead track, and the yard track switch that the equipment is fouling is lined for the yard switching lead track on which the equipment is standing; or
(4)
The equipment is on an industry track beyond the clearance point of the switch leading to the industry.
(c)
Each railroad shall implement procedures that enable employees to identify clearance points and a means to identify locations where clearance points will not permit a person to safely ride on the side of a car.
Notes, amendments, and revision history

Source

Source: 73 FR 8498, Feb. 13, 2008, unless otherwise noted.

Authority

Authority: 49 U.S.C. 20103, 20107, 20131, 20138, 20144, 20168; 28 U.S.C. 2461 note; and 49 CFR 1.89.

Source

Source: 44 FR 2175, Jan. 10, 1979, unless otherwise noted.

§218.103. Hand-operated switches, including crossover switches.

49 C.F.R. § 218.103

(a)
(1)
Each railroad shall adopt and comply with an operating rule which complies with the requirements of this section. When any person including, but not limited to, each railroad, railroad officer, supervisor, and employee violates any requirement of an operating rule which complies with the requirements of this section, that person shall be considered to have violated the requirements of this section.
(2)
Each railroad shall specify minimum requirements necessary for an adequate job briefing.
(b)
General. Employees operating or verifying the position of a hand-operated switch shall:
(1)
Conduct job briefings, before work is begun, each time a work plan is changed, and at completion of the work;
(2)
Be qualified on the railroad's operating rules relating to the operation of the switch;
(3)
Be individually responsible for the position of the switch in use;
(4)
Visually determine that switches are properly lined for the intended route and that no equipment is fouling the switches;
(5)
Visually determine that the points fit properly and the target, if so equipped, corresponds with the switch's position;
(6)
After operating a switch and before making movements in either direction over the switch, ensure that the switch is secured from unintentional movement of the switch points;
(7)
Ensure that a switch is not operated while rolling and on-track maintenance-of-way equipment is fouling the switch, or standing or moving over the switch; and
(8)
After operating a switch, ensure that when not in use, each switch is locked, hooked, or latched, if so equipped.
(c)
Rolling and on-track maintenance-of-way equipment shall not foul a track until all hand-operated switches connected with the movement are properly lined, or in the case of hand-operated switches designed and permitted to be trailed through, until the intended route is seen to be clear or the train has been granted movement authority. When a conflicting movement is approaching a hand-operated switch, the track shall not be fouled or the switch operated.
(d)
When rolling and on-track maintenance-of-way equipment has entered a track, the hand-operated switch to that track shall not be lined away from the track until the equipment has passed the clearance point of the track.
Notes, amendments, and revision history

Source

Source: 73 FR 8498, Feb. 13, 2008, unless otherwise noted.

Authority

Authority: 49 U.S.C. 20103, 20107, 20131, 20138, 20144, 20168; 28 U.S.C. 2461 note; and 49 CFR 1.89.

Source

Source: 44 FR 2175, Jan. 10, 1979, unless otherwise noted.

§218.105. Additional operational requirements for hand-operated main track switches.

49 C.F.R. § 218.105

(a)
Each railroad shall adopt and comply with an operating rule which complies with the requirements of this section. When any person including, but not limited to, each railroad, railroad officer, supervisor, and employee violates any requirement of an operating rule which complies with the requirements of this section, that person shall be considered to have violated the requirements of this section.
(b)
Designating switch position. The normal position of a hand-operated main track switch shall be designated by the railroad in writing and the switch shall be lined and locked in that position when not in use except when:
(1)
The train dispatcher directs otherwise with respect to the position of a hand-operated main track switch and the necessary protection is provided; or
(2)
The hand-operated switch is left in the charge of a crewmember of another train, a switchtender, or a roadway worker in charge.
(c)
Additional job briefing requirements for hand-operated main track switches.
(1)
Before a train or a train crew leaves the location where any hand-operated main track switch was operated, all crewmembers shall have verbal communication to confirm the position of the switch.
(2)
In the case of exclusive track occupancy authority established under § 214.321, foul time under § 214.323, or train coordination under § 214.325, when a roadway worker qualified to operate hand-operated main track switches is granted permission by the roadway worker in charge to occupy or otherwise use the limits of the exclusive track occupancy, such employee receiving permission to occupy the working limits shall report the position of any such switches operated upon expiration of the authority limits to the roadway worker in charge or to a designated intermediary employee who shall convey the switch position to the roadway worker in charge.
(d)
Releasing authority limits. In non-signaled territory, before an employee releases the limits of a main track authority and a hand-operated switch is used to clear the main track, and, prior to departing the switch's location, the following conditions are required:
(1)
The employee releasing the limits, after conducting a job briefing in accordance with this subpart, shall report to the train dispatcher that the hand-operated main track switch has been restored to its normal position and locked, unless the train dispatcher directs that the hand-operated main track switch be left lined and locked in the reverse position and the necessary protection is provided;
(2)
If the report of the switch position is correct, the train dispatcher shall repeat the reported switch position information to the employee releasing the limits and ask whether that is correct; and
(3)
The employee releasing the limits shall then confirm to the train dispatcher that this information is correct.
Notes, amendments, and revision history

Source

Source: 73 FR 8498, Feb. 13, 2008, unless otherwise noted.

Authority

Authority: 49 U.S.C. 20103, 20107, 20131, 20138, 20144, 20168; 28 U.S.C. 2461 note; and 49 CFR 1.89.

Source

Source: 44 FR 2175, Jan. 10, 1979, unless otherwise noted.

§218.107. Additional operational requirements for hand-operated crossover switches.

49 C.F.R. § 218.107

(a)
Each railroad shall adopt and comply with an operating rule which complies with the requirements of this section. When any person including, but not limited to, each railroad, railroad officer, supervisor, and employee violates any requirement of an operating rule which complies with the requirements of this section, that person shall be considered to have violated the requirements of this section.
(b)
Hand-operated crossover switches, generally. Both hand-operated switches of a crossover shall be properly lined before rolling and on-track maintenance-of-way equipment begins a crossover movement. A crossover movement shall be completed before either hand-operated crossover switch is restored to normal position.
(c)
Correspondence of hand-operated crossover switches. Hand-operated crossover switches shall be left in corresponding position except when:
(1)
Used to provide blue signal protection under § 218.27 of this part; or
(2)
Used for inaccessible track protection under § 214.327 of this chapter; or
(3)
Performing maintenance, testing or inspection of crossover switches in traffic control system (TCS) territory; or
(4)
One crew is using both tracks connected by the crossover during continuous switching operations.
Notes, amendments, and revision history

Source

Source: 73 FR 8498, Feb. 13, 2008, unless otherwise noted.

Authority

Authority: 49 U.S.C. 20103, 20107, 20131, 20138, 20144, 20168; 28 U.S.C. 2461 note; and 49 CFR 1.89.

Source

Source: 44 FR 2175, Jan. 10, 1979, unless otherwise noted.

§218.109. Hand-operated fixed derails.

49 C.F.R. § 218.109

(a)
(1)
Each railroad shall adopt and comply with an operating rule which complies with the requirements of this section. When any person including, but not limited to, each railroad, railroad officer, supervisor, and employee violates any requirement of an operating rule which complies with the requirements of this section, that person shall be considered to have violated the requirements of this section.
(2)
Each railroad shall specify minimum requirements necessary for an adequate job briefing.
(b)
General.
(1)
The normal position of fixed derails is in the derailing position except as provided in part 218, subpart B of this chapter, or the railroad's operating rules or special instructions.
(2)
Fixed derails shall be kept in the derailing position whether or not any rolling and on-track maintenance-of-way equipment is on the tracks they protect, except as provided in paragraph (b)(1) of this section or when changed to permit movement.
(3)
Movement must not be made over a fixed derail in the derailing position.
(c)
Employees operating or verifying the position of a fixed derail shall—
(1)
Conduct job briefings, before work is begun, each time a work plan is changed, and at completion of the work;
(2)
Be qualified on the railroad's operating rules relating to the operation of the derail;
(3)
Be individually responsible for the position of the derail in use;
(4)
Determine that the target, if so equipped, corresponds with the derail's position;
(5)
Determine that the derail is secured by—
(i)
Placing the throw lever in the latch stand, if so equipped;
(ii)
Placing the lock or hook in the hasp, if so equipped; and
(iii)
Testing such latches, locks or hooks; and
(6)
Ensure that when not in use, derails are locked, hooked, or latched in the normal position if so equipped.
Notes, amendments, and revision history

Source

Source: 73 FR 8498, Feb. 13, 2008, unless otherwise noted.

Authority

Authority: 49 U.S.C. 20103, 20107, 20131, 20138, 20144, 20168; 28 U.S.C. 2461 note; and 49 CFR 1.89.

Source

Source: 44 FR 2175, Jan. 10, 1979, unless otherwise noted.