40 C.F.R. § 52.21
(b)
Definitions. For the purposes of this section:
(1)
(i)
Major stationary source— means:
(A)
Any of the following stationary sources of air pollutants which emits, or has the potential to emit, 100 tons per year or more of any regulated NSR pollutant: Fossil fuel-fired steam electric plants of more than 250 million British thermal units per hour heat input, coal cleaning plants (with thermal dryers), kraft pulp mills, portland cement plants, primary zinc smelters, iron and steel mill plants, primary aluminum ore reduction plants (with thermal dryers), primary copper smelters, municipal incinerators capable of charging more than 50 tons of refuse per day, hydrofluoric, sulfuric, and nitric acid plants, petroleum refineries, lime plants, phosphate rock processing plants, coke oven batteries, sulfur recovery plants, carbon black plants (furnace process), primary lead smelters, fuel conversion plants, sintering plants, secondary metal production plants, chemical process plants (which does not include ethanol production facilities that produce ethanol by natural fermentation included in NAICS codes 325193 or 312140), fossil-fuel boilers (or combinations thereof) totaling more than 250 million British thermal units per hour heat input, petroleum storage and transfer units with a total storage capacity exceeding 300,000 barrels, taconite ore processing plants, glass fiber processing plants, and charcoal production plants;
(B)
Notwithstanding the stationary source size specified in paragraph (b)(1)(i)(a) of this section, any stationary source which emits, or has the potential to emit, 250 tons per year or more of a regulated NSR pollutant; or
(C)
Any physical change that would occur at a stationary source not otherwise qualifying under
paragraph (b)(1) of this section as a major stationary source, if the change would constitute a major stationary source by itself.
(ii)
A major source that is major for volatile organic compounds or NOX shall be considered major for ozone.
(iii)
The fugitive emissions of a stationary source shall not be included in determining for any of the purposes of this section whether it is a major stationary source, unless the source belongs to one of the following categories of stationary sources:
(A)
Coal cleaning plants (with thermal dryers);
(C)
Portland cement plants;
(D)
Primary zinc smelters;
(E)
Iron and steel mills;
(F)
Primary aluminum ore reduction plants;
(G)
Primary copper smelters;
(H)
Municipal incinerators capable of charging more than 50 tons of refuse per day;
(I)
Hydrofluoric, sulfuric, or nitric acid plants;
(J)
Petroleum refineries;
(L)
Phosphate rock processing plants;
(N)
Sulfur recovery plants;
(O)
Carbon black plants (furnace process);
(P)
Primary lead smelters;
(Q)
Fuel conversion plants;
(S)
Secondary metal production plants;
(T)
Chemical process plants— The term chemical processing plant shall not include ethanol production facilities that produce ethanol by natural fermentation included in NAICS codes 325193 or 312140;
(U)
Fossil-fuel boilers (or combination thereof) totaling more than 250 million British thermal units per hour heat input;
(V)
Petroleum storage and transfer units with a total storage capacity exceeding 300,000 barrels;
(W)
Taconite ore processing plants;
(X)
Glass fiber processing plants;
(Y)
Charcoal production plants;
(Z)
Fossil fuel-fired steam electric plants of more than 250 million British thermal units per hour heat input, and
(AA)
Any other stationary source category which, as of August 7, 1980, is being regulated under section
111 or
112 of the Act.
(2)
(i)
Major modification means any physical change in or change in the method of operation of a major stationary source that would result in: a significant emissions increase (as defined in
paragraph (b)(40) of this section) of a regulated NSR pollutant (as defined in
paragraph (b)(50) of this section); and a significant net emissions increase of that pollutant from the major stationary source.
(ii)
Any significant emissions increase (as defined at
paragraph (b)(40) of this section) from any emissions units or net emissions increase (as defined in
paragraph (b)(3) of this section) at a major stationary source that is significant for volatile organic compounds or NOX shall be considered significant for ozone.
(iii)
A physical change or change in the method of operation shall not include:
(A)
Routine maintenance, repair and replacement;
(B)
Use of an alternative fuel or raw material by reason of an order under sections
2(a) and
(b) of the Energy Supply and Environmental Coordination Act of 1974 (or any superseding legislation) or by reason of a natural gas curtailment plan pursuant to the Federal Power Act;
(C)
Use of an alternative fuel by reason of an order or rule under section 125 of the Act;
(D)
Use of an alternative fuel at a steam generating unit to the extent that the fuel is generated from municipal solid waste;
(E)
Use of an alternative fuel or raw material by a stationary source which— (1) The source was capable of accommodating before January 6, 1975, unless such change would be prohibited under any federally enforceable permit condition which was established after January 6, 1975, pursuant to 40 CFR 52.21 or under regulations approved pursuant to
40 CFR part 51,
subpart I; or
(2) The source is approved to use under any permit issued under 40 CFR 52.21 or under regulations approved pursuant to 40 CFR 51.166;
(F)
An increase in the hours of operation or in the production rate, unless such change would be prohibited under any federally enforceable permit condition which was established after January 6, 1975, pursuant to 40 CFR 52.21 or under regulations approved pursuant to
40 CFR part 51, subpart I.
(G)
Any change in ownership at a stationary source.
(I)
The installation, operation, cessation, or removal of a temporary clean coal technology demonstration project, provided that the project complies with:
(1) The State implementation plan for the State in which the project is located, and
(2) Other requirements necessary to attain and maintain the national ambient air quality standards during the project and after it is terminated.
(J)
The installation or operation of a permanent clean coal technology demonstration project that constitutes repowering, provided that the project does not result in an increase in the potential to emit of any regulated pollutant emitted by the unit. This exemption shall apply on a pollutant-by-pollutant basis.
(K)
The reactivation of a very clean coal-fired electric utility steam generating unit.
(iv)
This definition shall not apply with respect to a particular regulated NSR pollutant when the major stationary source is complying with the requirements under
paragraph (aa) of this section for a PAL for that pollutant. Instead, the definition at
paragraph (aa)(2)(viii) of this section shall apply.
(v)
Fugitive emissions shall not be included in determining for any of the purposes of this section whether a physical change in or change in the method of operation of a major stationary source is a major modification, unless the source belongs to one of the source categories listed in
paragraph (b)(1)(iii) of this section.
(3)
(i)
Net emissions increase— means, with respect to any regulated NSR pollutant emitted by a major stationary source, the amount by which the sum of the following exceeds zero:
(A)
The increase in emissions from a particular physical change or change in the method of operation at a stationary source as calculated pursuant to
paragraph (a)(2)(iv) of this section; and
(B)
Any other increases and decreases in actual emissions at the major stationary source that are contemporaneous with the particular change and are otherwise creditable. Baseline actual emissions for calculating increases and decreases under this paragraph (b)(3)(i)(b) shall be determined as provided in
paragraph (b)(48) of this section, except that paragraphs (b)(48)(i)(c) and (b)(48)(ii)(d) of this section shall not apply.
(ii)
An increase or decrease in actual emissions is contemporaneous with the increase from the particular change only if it occurs between:
(A)
The date five years before construction on the particular change commences; and
(B)
The date that the increase from the particular change occurs.
(iii)
An increase or decrease in actual emissions is creditable only if—
(A)
The Administrator or other reviewing authority has not relied on it in issuing a permit for the source under this section, which permit is in effect when the increase in actual emissions from the particular change occurs; and
(C)
As it pertains to an increase or decrease in fugitive emissions (to the extent quantifiable), it occurs at an emissions unit that is part of one of the source categories listed in
paragraph (b)(1)(iii) of this section or it occurs at an emission unit that is located at a major stationary source that belongs to one of the listed source categories.
(iv)
An increase or decrease in actual emissions of sulfur dioxide, particulate matter, or nitrogen oxides that occurs before the applicable minor source baseline date is creditable only if it is required to be considered in calculating the amount of maximum allowable increases remaining available.
(v)
An increase in actual emissions is creditable only to the extent that the new level of actual emissions exceeds the old level.
(vi)
A decrease in actual emissions is creditable only to the extent that—
(A)
The old level of actual emissions or the old level of allowable emissions, whichever is lower, exceeds the new level of actual emissions;
(B)
It is enforceable as a practical matter at and after the time that actual construction on the particular change begins.
(C)
It has approximately the same qualitative significance for public health and welfare as that attributed to the increase from the particular change.
(viii)
An increase that results from a physical change at a source occurs when the emissions unit on which construction occurred becomes operational and begins to emit a particular pollutant. Any replacement unit that requires shakedown becomes operational only after a reasonable shakedown period, not to exceed 180 days.
(4)
Potential to emit means the maximum capacity of a stationary source to emit a pollutant under its physical and operational design. Any physical or operational limitation on the capacity of the source to emit a pollutant, including air pollution control equipment and restrictions on hours of operation or on the type or amount of material combusted, stored, or processed, shall be treated as part of its design if the limitation or the effect it would have on emissions is federally enforceable. Secondary emissions do not count in determining the potential to emit of a stationary source.
(5)
Stationary source means any building, structure, facility, or installation which emits or may emit a regulated NSR pollutant.
(6)
(i)
Building, structure, facility, or installation means all of the pollutant-emitting activities which belong to the same industrial grouping, are located on one or more contiguous or adjacent properties, and are under the control of the same person (or persons under common control) except the activities of any vessel. Pollutant-emitting activities shall be considered as part of the same industrial grouping if they belong to the same “Major Group” (i.e., which have the same first two digit code) as described in the Standard Industrial Classification Manual, 1972, as amended by the 1977 Supplement (U.S. Government Printing Office stock numbers 4101-0066 and 003-005-00716-0, respectively).
(ii)
Notwithstanding the provisions of
paragraph (b)(6)(i) of this section, building, structure, facility, or installation means, for onshore activities under Standard Industrial Classification (SIC) Major Group 13: Oil and Gas Extraction, all of the pollutant-emitting activities included in Major Group 13 that are located on one or more contiguous or adjacent properties, and are under the control of the same person (or persons under common control). Pollutant emitting activities shall be considered adjacent if they are located on the same surface site; or if they are located on surface sites that are located within 1/4 mile of one another (measured from the center of the equipment on the surface site) and they share equipment. Shared equipment includes, but is not limited to, produced fluids storage tanks, phase separators, natural gas dehydrators or emissions control devices. Surface site, as used in this
paragraph (b)(6)(ii), has the same meaning as in
40 CFR 63.761.
(7)
Emissions unit means any part of a stationary source that emits or would have the potential to emit any regulated NSR pollutant and includes an electric utility steam generating unit as defined in
paragraph (b)(31) of this section. For purposes of this section, there are two types of emissions units as described in paragraphs
(b)(7)(i) and
(ii) of this section.
(i)
A new emissions unit is any emissions unit that is (or will be) newly constructed and that has existed for less than 2 years from the date such emissions unit first operated.
(ii)
An existing emissions unit is any emissions unit that does not meet the requirements in
paragraph (b)(7)(i) of this section. A replacement unit, as defined in
paragraph (b)(33) of this section, is an existing emissions unit.
(8)
Construction means any physical change or change in the method of operation (including fabrication, erection, installation, demolition, or modification of an emissions unit) that would result in a change in emissions.
(9)
Commence— as applied to construction of a major stationary source or major modification means that the owner or operator has all necessary preconstruction approvals or permits and either has:
(i)
Begun, or caused to begin, a continuous program of actual on-site construction of the source, to be completed within a reasonable time; or
(ii)
Entered into binding agreements or contractual obligations, which cannot be cancelled or modified without substantial loss to the owner or operator, to undertake a program of actual construction of the source to be completed within a reasonable time.
(10)
Necessary preconstruction approvals or permits means those permits or approvals required under Federal air quality control laws and regulations and those air quality control laws and regulations which are part of the applicable State Implementation Plan.
(11)
Begin actual construction— means, in general, initiation of physical on-site construction activities on an emissions unit which are of a permanent nature. Such activities include, but are not limited to, installation of building supports and foundations, laying underground pipework and construction of permanent storage structures. With respect to a change in method of operations, this term refers to those on-site activities other than preparatory activities which mark the initiation of the change.
(12)
Best available control technology means an emissions limitation (including a visible emission standard) based on the maximum degree of reduction for each pollutant subject to regulation under the Act which would be emitted from any proposed major stationary source or major modification which the Administrator, on a case-by-case basis, taking into account energy, environmental, and economic impacts and other costs, determines is achievable for such source or modification through application of production processes or available methods, systems, and techniques, including fuel cleaning or treatment or innovative fuel combustion techniques for control of such pollutant. In no event shall application of best available control technology result in emissions of any pollutant which would exceed the emissions allowed by any applicable standard under 40 CFR part
60,
61, or 63. If the Administrator determines that technological or economic limitations on the application of measurement methodology to a particular emissions unit would make the imposition of an emissions standard infeasible, a design, equipment, work practice, operational standard, or combination thereof, may be prescribed instead to satisfy the requirement for the application of best available control technology. Such standard shall, to the degree possible, set forth the emissions reduction achievable by implementation of such design, equipment, work practice or operation, and shall provide for compliance by means which achieve equivalent results.
(13)
(i)
Baseline concentration means that ambient concentration level that exists in the baseline area at the time of the applicable minor source baseline date. A baseline concentration is determined for each pollutant for which a minor source baseline date is established and shall include:
(A)
The actual emissions, as defined in
paragraph (b)(21) of this section, representative of sources in existence on the applicable minor source baseline date, except as provided in
paragraph (b)(13)(ii) of this section; and
(B)
The allowable emissions of major stationary sources that commenced construction before the major source baseline date, but were not in operation by the applicable minor source baseline date.
(ii)
The following will not be included in the baseline concentration and will affect the applicable maximum allowable increase(s):
(A)
Actual emissions, as defined in
paragraph (b)(21) of this section, from any major stationary source on which construction commenced after the major source baseline date; and
(B)
Actual emissions increases and decreases, as defined in
paragraph (b)(21) of this section, at any stationary source occurring after the minor source baseline date.
(14)
(i)
Major source baseline date— means:
(A)
In the case of PM10 and sulfur dioxide, January 6, 1975;
(B)
In the case of nitrogen dioxide, February 8, 1988; and
(C)
In the case of PM2.5, October 20, 2010.
(ii)
“Minor source baseline date” means the earliest date after the trigger date on which a major stationary source or a major modification subject to 40 CFR 52.21 or to regulations approved pursuant to
40 CFR 51.166 submits a complete application under the relevant regulations. The trigger date is:
(A)
In the case of PM10 and sulfur dioxide, August 7, 1977;
(B)
In the case of nitrogen dioxide, February 8, 1988; and
(C)
In the case of PM2.5, October 20, 2011.
(iii)
The baseline date is established for each pollutant for which increments or other equivalent measures have been established if:
(A)
The area in which the proposed source or modification would construct is designated as attainment or unclassifiable under section 107(d)(1)(A)(ii) or (iii) of the Act for the pollutant on the date of its complete application under 40 CFR 52.21 or under regulations approved pursuant to
40 CFR 51.166; and
(B)
In the case of a major stationary source, the pollutant would be emitted in significant amounts, or, in the case of a major modification, there would be a significant net emissions increase of the pollutant.
(iv)
Any minor source baseline date established originally for the TSP increments shall remain in effect and shall apply for purposes of determining the amount of available PM10 increments, except that the Administrator shall rescind a minor source baseline date where it can be shown, to the satisfaction of the Administrator, that the emissions increase from the major stationary source, or net emissions increase from the major modification, responsible for triggering that date did not result in a significant amount of PM10 emissions.
(15)
(i)
Baseline area means any intrastate area (and every part thereof) designated as attainment or unclassifiable under section 107(d)(1)(A)(ii) or (iii) of the Act in which the major source or major modification establishing the minor source baseline date would construct or would have an air quality impact for the pollutant for which the baseline date is established, as follows: equal to or greater than 1 µg/m 3 (annual average) for SO2, NO2, or PM10; or equal or greater than 0.3 µg/m 3 (annual average) for PM2.5.
(ii)
Area redesignations under section 107(d)(1)(A)(ii) or (iii) of the Act cannot intersect or be smaller than the area of impact of any major stationary source or major modification which:
(A)
Establishes a minor source baseline date; or
(B)
Is subject to 40 CFR 52.21 and would be constructed in the same state as the state proposing the redesignation.
(iii)
Any baseline area established originally for the TSP increments shall remain in effect and shall apply for purposes of determining the amount of available PM10 increments, except that such baseline area shall not remain in effect if the Administrator rescinds the corresponding minor source baseline date in accordance with
paragraph (b)(14)(iv) of this section.
(16)
Allowable emissions means the emissions rate of a stationary source calculated using the maximum rated capacity of the source (unless the source is subject to federally enforceable limits which restrict the operating rate, or hours of operation, or both) and the most stringent of the following:
(i)
The applicable standards as set forth in 40 CFR parts
60 and
61;
(ii)
The applicable State Implementation Plan emissions limitation, including those with a future compliance date; or
(iii)
The emissions rate specified as a federally enforceable permit condition, including those with a future compliance date.
(17)
Federally enforceable means all limitations and conditions which are enforceable by the Administrator, including those requirements developed pursuant to 40 CFR parts
60 and
61, requirements within any applicable State implementation plan, any permit requirements established pursuant to 40 CFR 52.21 or under regulations approved pursuant to
40 CFR part 51,
subpart I, including operating permits issued under an EPA-approved program that is incorporated into the State implementation plan and expressly requires adherence to any permit issued under such program.
(18)
Secondary emissions means emissions which would occur as a result of the construction or operation of a major stationary source or major modification, but do not come from the major stationary source or major modification itself. Secondary emissions include emissions from any offsite support facility which would not be constructed or increase its emissions except as a result of the construction or operation of the major stationary source or major modification. Secondary emissions do not include any emissions which come directly from a mobile source, such as emissions from the tailpipe of a motor vehicle, from a train, or from a vessel.
(i)
Emissions from ships or trains coming to or from the new or modified stationary source; and
(ii)
Emissions from any offsite support facility which would not otherwise be constructed or increase its emissions as a result of the construction or operation of the major stationary source or major modification.
(19)
Innovative control technology means any system of air pollution control that has not been adequately demonstrated in practice, but would have a substantial likelihood of achieving greater continuous emissions reduction than any control system in current practice or of achieving at least comparable reductions at lower cost in terms of energy, economics, or nonair quality environmental impacts.
(20)
Fugitive emissions means those emissions which could not reasonably pass through a stack, chimney, vent, or other functionally equivalent opening.
(21)
(i)
Actual emissions means the actual rate of emissions of a regulated NSR pollutant from an emissions unit, as determined in accordance with
paragraphs (b)(21)(ii) through (iv) of this section, except that this definition shall not apply for calculating whether a significant emissions increase has occurred, or for establishing a PAL under
paragraph (aa) of this section. Instead, paragraphs
(b)(41) and
(b)(48) of this section shall apply for those purposes.
(ii)
In general, actual emissions as of a particular date shall equal the average rate, in tons per year, at which the unit actually emitted the pollutant during a consecutive 24-month period which precedes the particular date and which is representative of normal source operation. The Administrator shall allow the use of a different time period upon a determination that it is more representative of normal source operation. Actual emissions shall be calculated using the unit's actual operating hours, production rates, and types of materials processed, stored, or combusted during the selected time period.
(iii)
The Administrator may presume that source-specific allowable emissions for the unit are equivalent to the actual emissions of the unit.
(iv)
For any emissions unit that has not begun normal operations on the particular date, actual emissions shall equal the potential to emit of the unit on that date.
(22)
Complete— means, in reference to an application for a permit, that the application contains all of the information necessary for processing the application.
(23)
(i)
Significant means, in reference to a net emissions increase or the potential of a source to emit any of the following pollutants, a rate of emissions that would equal or exceed any of the following rates:
(ii)
Significant— means, in reference to a net emissions increase or the potential of a source to emit a regulated NSR pollutant that
paragraph (b)(23)(i) of this section does not list, any emissions rate.
(iii)
Notwithstanding
paragraph (b)(23)(i) of this section, significant means any emissions rate or any net emissions increase associated with a major stationary source or major modification, which would construct within 10 kilometers of a Class I area, and have an impact on such area equal to or greater than 1 µg/m 3, (24-hour average).
(24)
Federal Land Manager— means, with respect to any lands in the United States, the Secretary of the department with authority over such lands.
(25)
High terrain means any area having an elevation 900 feet or more above the base of the stack of a source.
(26)
Low terrain means any area other than high terrain.
(27)
Indian Reservation means any federally recognized reservation established by Treaty, Agreement, executive order, or act of Congress.
(28)
Indian Governing Body means the governing body of any tribe, band, or group of Indians subject to the jurisdiction of the United States and recognized by the United States as possessing power of self government.
(29)
Adverse impact on visibility means visibility impairment which interferes with the management, protection, preservation or enjoyment of the visitor's visual experience of the Federal Class I area. This determination must be made on a case-by-case basis taking into account the geographic extent, intensity, duration, frequency and time of visibility impairment, and how these factors correlate with (1) times of visitor use of the Federal Class I area, and (2) the frequency and timing of natural conditions that reduce visibility.
(30)
Volatile organic compounds (VOC)— is as defined in
§ 51.100(s) of this chapter.
(31)
Electric utility steam generating unit means any steam electric generating unit that is constructed for the purpose of supplying more than one-third of its potential electric output capacity and more than 25 MW electrical output to any utility power distribution system for sale. Any steam supplied to a steam distribution system for the purpose of providing steam to a steam-electric generator that would produce electrical energy for sale is also considered in determining the electrical energy output capacity of the affected facility.
(33)
Replacement unit means an emissions unit for which all the criteria listed in
paragraphs (b)(33)(i) through (iv) of this section are met. No creditable emission reductions shall be generated from shutting down the existing emissions unit that is replaced.
(i)
The emissions unit is a reconstructed unit within the meaning of
§ 60.15(b)(1) of this chapter, or the emissions unit completely takes the place of an existing emissions unit;
(ii)
The emissions unit is identical to or functionally equivalent to the replaced emissions unit;
(iii)
The replacement does not alter the basic design parameters of the process unit; and
(iv)
The replaced emissions unit is permanently removed from the major stationary source, otherwise permanently disabled, or permanently barred from operation by a permit that is enforceable as a practical matter. If the replaced emissions unit is brought back into operation, it shall constitute a new emissions unit.
(34)
Clean coal technology means any technology, including technologies applied at the precombustion, combustion, or post combustion stage, at a new or existing facility which will achieve significant reductions in air emissions of sulfur dioxide or oxides of nitrogen associated with the utilization of coal in the generation of electricity, or process steam which was not in widespread use as of November 15, 1990.
(35)
Clean coal technology demonstration project means a project using funds appropriated under the heading “Department of Energy-Clean Coal Technology”, up to a total amount of $2,500,000,000 for commercial demonstration of clean coal technology, or similar projects funded through appropriations for the Environmental Protection Agency. The Federal contribution for a qualifying project shall be at least 20 percent of the total cost of the demonstration project.
(36)
Temporary clean coal technology demonstration project means a clean coal technology demonstration project that is operated for a period of 5 years or less, and which complies with the State implementation plans for the State in which the project is located and other requirements necessary to attain and maintain the national ambient air quality standards during the project and after it is terminated.
(37)
(i)
Repowering means replacement of an existing coal-fired boiler with one of the following clean coal technologies: atmospheric or pressurized fluidized bed combustion, integrated gasification combined cycle, magnetohydrodynamics, direct and indirect coal-fired turbines, integrated gasification fuel cells, or as determined by the Administrator, in consultation with the Secretary of Energy, a derivative of one or more of these technologies, and any other technology capable of controlling multiple combustion emissions simultaneously with improved boiler or generation efficiency and with significantly greater waste reduction relative to the performance of technology in widespread commercial use as of November 15, 1990.
(ii)
Repowering shall also include any oil and/or gas-fired unit which has been awarded clean coal technology demonstration funding as of January 1, 1991, by the Department of Energy.
(iii)
The Administrator shall give expedited consideration to permit applications for any source that satisfies the requirements of this subsection and is granted an extension under
section 409 of the Clean Air Act.
(38)
Reactivation of a very clean coal-fired electric utility steam generating unit means any physical change or change in the method of operation associated with the commencement of commercial operations by a coal-fired utility unit after a period of discontinued operation where the unit:
(i)
Has not been in operation for the two-year period prior to the enactment of the Clean Air Act Amendments of 1990, and the emissions from such unit continue to be carried in the permitting authority's emissions inventory at the time of enactment;
(ii)
Was equipped prior to shut-down with a continuous system of emissions control that achieves a removal efficiency for sulfur dioxide of no less than 85 percent and a removal efficiency for particulates of no less than 98 percent;
(iii)
Is equipped with low-NOX burners prior to the time of commencement of operations following reactivation; and
(iv)
Is otherwise in compliance with the requirements of the Clean Air Act.
(39)
Pollution prevention means any activity that through process changes, product reformulation or redesign, or substitution of less polluting raw materials, eliminates or reduces the release of air pollutants (including fugitive emissions) and other pollutants to the environment prior to recycling, treatment, or disposal; it does not mean recycling (other than certain “in-process recycling” practices), energy recovery, treatment, or disposal.
(40)
Significant emissions increase— means, for a regulated NSR pollutant, an increase in emissions that is significant (as defined in
paragraph (b)(23) of this section) for that pollutant.
(41)
(i)
Projected actual emissions means the maximum annual rate, in tons per year, at which an existing emissions unit is projected to emit a regulated NSR pollutant in any one of the 5 years (12-month period) following the date the unit resumes regular operation after the project, or in any one of the 10 years following that date, if the project involves increasing the emissions unit's design capacity or its potential to emit that regulated NSR pollutant and full utilization of the unit would result in a significant emissions increase or a significant net emissions increase at the major stationary source.
(ii)
In determining the projected actual emissions under
paragraph (b)(41)(i) of this section (before beginning actual construction), the owner or operator of the major stationary source:
(A)
Shall consider all relevant information, including but not limited to, historical operational data, the company's own representations, the company's expected business activity and the company's highest projections of business activity, the company's filings with the State or Federal regulatory authorities, and compliance plans under the approved State Implementation Plan; and
(B)
Shall include fugitive emissions to the extent quantifiable, and emissions associated with startups, shutdowns, and malfunctions; and
(C)
Shall exclude, in calculating any increase in emissions that results from the particular project, that portion of the unit's emissions following the project that an existing unit could have accommodated during the consecutive 24-month period used to establish the baseline actual emissions under
paragraph (b)(48) of this section and that are also unrelated to the particular project, including any increased utilization due to product demand growth; or
(43)
Prevention of Significant Deterioration (PSD) program means the EPA-implemented major source preconstruction permit programs under this section or a major source preconstruction permit program that has been approved by the Administrator and incorporated into the State Implementation Plan pursuant to
§ 51.166 of this chapter to implement the requirements of that section. Any permit issued under such a program is a major NSR permit.
(44)
Continuous emissions monitoring system (CEMS) means all of the equipment that may be required to meet the data acquisition and availability requirements of this section, to sample, condition (if applicable), analyze, and provide a record of emissions on a continuous basis.
(45)
Predictive emissions monitoring system (PEMS) means all of the equipment necessary to monitor process and control device operational parameters (for example, control device secondary voltages and electric currents) and other information (for example, gas flow rate, O2 or CO2 concentrations), and calculate and record the mass emissions rate (for example, lb/hr) on a continuous basis.
(46)
Continuous parameter monitoring system (CPMS) means all of the equipment necessary to meet the data acquisition and availability requirements of this section, to monitor process and control device operational parameters (for example, control device secondary voltages and electric currents) and other information (for example, gas flow rate, O2 or CO2 concentrations), and to record average operational parameter value(s) on a continuous basis.
(47)
Continuous emissions rate monitoring system (CERMS) means the total equipment required for the determination and recording of the pollutant mass emissions rate (in terms of mass per unit of time).
(48)
Baseline actual emissions means the rate of emissions, in tons per year, of a regulated NSR pollutant, as determined in accordance with
paragraphs (b)(48)(i) through (iv) of this section.
(i)
For any existing electric utility steam generating unit, baseline actual emissions means the average rate, in tons per year, at which the unit actually emitted the pollutant during any consecutive 24-month period selected by the owner or operator within the 5-year period immediately preceding when the owner or operator begins actual construction of the project. The Administrator shall allow the use of a different time period upon a determination that it is more representative of normal source operation.
(A)
The average rate shall include fugitive emissions to the extent quantifiable, and emissions associated with startups, shutdowns, and malfunctions.
(B)
The average rate shall be adjusted downward to exclude any non-compliant emissions that occurred while the source was operating above any emission limitation that was legally enforceable during the consecutive 24-month period.
(C)
For a regulated NSR pollutant, when a project involves multiple emissions units, only one consecutive 24-month period must be used to determine the baseline actual emissions for the emissions units being changed. A different consecutive 24-month period can be used for each regulated pollutant.
(D)
The average rate shall not be based on any consecutive 24-month period for which there is inadequate information for determining annual emissions, in tons per year, and for adjusting this amount if required by paragraph (b)(48)(i)(b) of this section.
(ii)
For an existing emissions unit (other than an electric utility steam generating unit), baseline actual emissions means the average rate, in tons per year, at which the emissions unit actually emitted the pollutant during any consecutive 24-month period selected by the owner or operator within the 10-year period immediately preceding either the date the owner or operator begins actual construction of the project, or the date a complete permit application is received by the Administrator for a permit required under this section or by the reviewing authority for a permit required by a plan, whichever is earlier, except that the 10-year period shall not include any period earlier than November 15, 1990.
(A)
The average rate shall include fugitive emissions to the extent quantifiable, and emissions associated with startups, shutdowns, and malfunctions.
(B)
The average rate shall be adjusted downward to exclude any non-compliant emissions that occurred while the source was operating above an emission limitation that was legally enforceable during the consecutive 24-month period.
(C)
The average rate shall be adjusted downward to exclude any emissions that would have exceeded an emission limitation with which the major stationary source must currently comply, had such major stationary source been required to comply with such limitations during the consecutive 24-month period. However, if an emission limitation is part of a maximum achievable control technology standard that the Administrator proposed or promulgated under
part 63 of this chapter, the baseline actual emissions need only be adjusted if the State has taken credit for such emissions reductions in an attainment demonstration or maintenance plan consistent with the requirements of
§ 51.165(a)(3)(ii)(G) of this chapter.
(D)
For a regulated NSR pollutant, when a project involves multiple emissions units, only one consecutive 24-month period must be used to determine the baseline actual emissions for all the emissions units being changed. A different consecutive 24-month period can be used for each regulated NSR pollutant.
(E)
The average rate shall not be based on any consecutive 24-month period for which there is inadequate information for determining annual emissions, in tons per year, and for adjusting this amount if required by paragraphs (b)(48)(ii)(b) and (c) of this section.
(iii)
For a new emissions unit, the baseline actual emissions for purposes of determining the emissions increase that will result from the initial construction and operation of such unit shall equal zero; and thereafter, for all other purposes, shall equal the unit's potential to emit.
(iv)
For a PAL for a stationary source, the baseline actual emissions shall be calculated for existing electric utility steam generating units in accordance with the procedures contained in
paragraph (b)(48)(i) of this section, for other existing emissions units in accordance with the procedures contained in
paragraph (b)(48)(ii) of this section, and for a new emissions unit in accordance with the procedures contained in
paragraph (b)(48)(iii) of this section.
(49)
Subject to regulation— means, for any air pollutant, that the pollutant is subject to either a provision in the Clean Air Act, or a nationally-applicable regulation codified by the Administrator in subchapter C of this chapter, that requires actual control of the quantity of emissions of that pollutant, and that such a control requirement has taken effect and is operative to control, limit or restrict the quantity of emissions of that pollutant released from the regulated activity. Except that:
(i)
Greenhouse gases (GHGs),— the air pollutant defined in
§ 86.1818-12(a) of this chapter as the aggregate group of six greenhouse gases: Carbon dioxide, nitrous oxide, methane, hydrofluorocarbons, perfluorocarbons, and sulfur hexafluoride, shall not be subject to regulation except as provided in
paragraph (b)(49)(iv) of this section and shall not be subject to regulation if the stationary source maintains its total source-wide emissions below the GHG PAL level, meets the requirements in
paragraphs (aa)(1) through (15) of this section, and complies with the PAL permit containing the GHG PAL.
(ii)
For purposes of
paragraphs (b)(49)(iii) through (iv) of this section, the term tpy CO2equivalent emissions (CO2e) shall represent an amount of GHGs emitted, and shall be computed as follows:
(A)
Multiplying the mass amount of emissions (tpy), for each of the six greenhouse gases in the pollutant GHGs, by the gas's associated global warming potential published at Table A-1 to
subpart A of part 98 of this
chapter—Global Warming Potentials.
(B)
Sum the resultant value from paragraph (b)(49)(ii)(a) of this section for each gas to compute a tpy CO2e.
(iii)
The term emissions increase as used in
paragraph (b)(49)(iv) of this section shall mean that both a significant emissions increase (as calculated using the procedures in
paragraph (a)(2)(iv) of this section) and a significant net emissions increase (as defined in paragraphs
(b)(3) and
(23) of this section) occur. For the pollutant GHGs, an emissions increase shall be based on tpy CO2e, and shall be calculated assuming the pollutant GHGs is a regulated NSR pollutant and “significant” is defined as 75,000 tpy CO2e instead of applying the value in
paragraph (b)(23)(ii) of this section.
(iv)
Beginning January 2, 2011, the pollutant GHGs is subject to regulation if—
(A)
The stationary source is a new major stationary source for a regulated NSR pollutant that is not GHGs, and also will emit or will have the potential to emit 75,000 tpy CO2e or more; or
(B)
The stationary source is an existing major stationary source for a regulated NSR pollutant that is not GHGs, and also will have an emissions increase of a regulated NSR pollutant, and an emissions increase of 75,000 tpy CO2e or more.
(50)
Regulated NSR pollutant,— for purposes of this section, means the following:
(i)
Any pollutant for which a national ambient air quality standard has been promulgated. This includes, but is not limited to, the following:
(A)
PM2.5 emissions and PM10 emissions shall include gaseous emissions from a source or activity, which condense to form particulate matter at ambient temperatures. On or after January 1, 2011, such condensable particulate matter shall be accounted for in applicability determinations and in establishing emissions limitations for PM2.5 and PM10 in PSD permits. Compliance with emissions limitations for PM2.5 and PM10 issued prior to this date shall not be based on condensable particulate matter unless required by the terms and conditions of the permit or the applicable implementation plan. Applicability determinations made prior to this date without accounting for condensable particulate matter shall not be considered in violation of this section unless the applicable implementation plan required condensable particulate matter to be included.
(B)
Any pollutant identified under this paragraph (b)(50)(i)(b) as a constituent or precursor for a pollutant for which a national ambient air quality standard has been promulgated. Precursors identified by the Administrator for purposes of NSR are the following:
(1) Volatile organic compounds and nitrogen oxides are precursors to ozone in all attainment and unclassifiable areas.
(2) Sulfur dioxide is a precursor to PM2.5 in all attainment and unclassifiable areas.
(3) Nitrogen oxides are presumed to be precursors to PM2.5 in all attainment and unclassifiable areas, unless the State demonstrates to the Administrator's satisfaction or EPA demonstrates that emissions of nitrogen oxides from sources in a specific area are not a significant contributor to that area's ambient PM2.5 concentrations.
(4) Volatile organic compounds are presumed not to be precursors to PM2.5 in any attainment or unclassifiable area, unless the State demonstrates to the Administrator's satisfaction or EPA demonstrates that emissions of volatile organic compounds from sources in a specific area are a significant contributor to that area's ambient PM2.5 concentrations.
(ii)
Any pollutant that is subject to any standard promulgated under section 111 of the Act;
(iii)
Any Class I or II substance subject to a standard promulgated under or established by title VI of the Act;
(iv)
Any pollutant that otherwise is subject to regulation under the Act as defined in
paragraph (b)(49) of this section.
(v)
Notwithstanding
paragraphs (b)(50)(i) through (iv) of this section, the term regulated NSR pollutant shall not include any or all hazardous air pollutants either listed in section 112 of the Act, or added to the list pursuant to section 112(b)(2) of the Act, and which have not been delisted pursuant to section 112(b)(3) of the Act, unless the listed hazardous air pollutant is also regulated as a constituent or precursor of a general pollutant listed under
section 108 of the Act.
(51)
Reviewing authority means the State air pollution control agency, local agency, other State agency, Indian tribe, or other agency authorized by the Administrator to carry out a permit program under
§ 51.165 or
§ 51.166 of this chapter, or the Administrator in the case of EPA-implemented permit programs under this section.
(52)
Project means a physical change in, or change in the method of operation of, an existing major stationary source.
(54)
Reasonably available control technology (RACT)— is as defined in
§ 51.100(o) of this chapter.