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§375.14. Do I have to make any certifications?

31 C.F.R. § 375.14

By submitting a tender offering a security or securities for sale, you are deemed to certify to us that:
(a)
You are in compliance with this part and the redemption operation announcement;
(b)
You will not use any redemption operation information from FedTrade as a basis for any transaction unless:
(1)
such information is available to you from another source at the time of the transaction; or
(2)
such transaction is solely for the purpose of hedging specific, identifiable risks to you arising from the acceptance or rejection of your offers in a Treasury redemption operation or unwinding hedges of specific, identifiable risks to you arising from securities you redeem in a Treasury redemption operation; and
(c)
You will not convey any redemption operation information from FedTrade to another person or entity except for the purpose of effectuating a transaction permitted under paragraph (b) of this section.
Notes, amendments, and revision history

Authority

Authority: 5 U.S.C. 301; 31 U.S.C. 321; 31 U.S.C. 3111; 12 U.S.C. 391.

Source

Source: 65 FR 3116, Jan. 19, 2000, as amended at 91 FR 15541, Mar. 30, 2026, unless otherwise noted.