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Notes

§306.16. Exchanges of registered securities.

31 C.F.R. § 306.16

No assignments will be required for:
(a)
Authorized denominational exchanges of registered securities for like securities in the same names and forms of registration and
(b)
Redemption-exchanges, or prefundings, or advance refundings in the same names and forms as appear in the registration or assignments of the securities surrendered.
Notes, amendments, and revision history

Authority

Authority: 31 U.S.C. Chapter 31; 5 U.S.C. 301; 12 U.S.C. 391.

Source

Source: 38 FR 7078, Mar. 15, 1973, unless otherwise noted.