30 C.F.R. §§ 77.214–77.216-5

§77.214. Refuse piles; general.

30 C.F.R. § 77.214

(a)

Refuse piles constructed on or after July 1, 1971, shall be located in areas which are a safe distance from all underground mine airshafts, preparation plants, tipples, or other surface installations and such piles shall not be located over abandoned openings or steamlines.

(b)

Where new refuse piles are constructed over exposed coal beds the exposed coal shall be covered with clay or other inert material as the piles are constructed.

(c)

A fireproof barrier of clay or inert material shall be constructed between old and new refuse piles.

(d)

Roadways to refuse piles shall be fenced or otherwise guarded to restrict the entrance of unauthorized persons.

Notes, amendments, and revision history

Amendments

[36 FR 9364, May 22, 1971, as amended at 36 FR 13143, July 15, 1971]

Authority

Authority: 30 U.S.C. 811.

Source

Source: 36 FR 9364, May 22, 1971, unless otherwise noted.

Amendments

[36 FR 9364, May 22, 1971, as amended at 36 FR 13143, July 15, 1971]

§77.215. Refuse piles; construction requirements.

30 C.F.R. § 77.215

(a)

Refuse deposited on a pile shall be spread in layers and compacted in such a manner so as to minimize the flow of air through the pile.

(b)

Refuse shall not be deposited on a burning pile except for the purpose of controlling or extinguishing a fire.

(c)

Clay or other sealants shall be used to seal the surface of any refuse pile in which a spontaneous ignition has occurred.

(d)

Surface seals shall be kept intact and protected from erosion by drainage facilities.

(e)

Refuse piles shall not be constructed so as to impede drainage or impound water.

(f)

Refuse piles shall be constructed in such a manner as to prevent accidental sliding and shifting of materials.

(g)

No extraneous combustible material shall be deposited on refuse piles.

(h)

After October 31, 1975 new refuse piles and additions to existing refuse piles, shall be constructed in compacted layers not exceeding 2 feet in thickness and shall not have any slope exceeding 2 horizontal to 1 vertical (approximately 27°) except that the District Manager may approve construction of a refuse pile in compacted layers exceeding 2 feet in thickness and with slopes exceeding 27° where engineering data substantiates that a minimum safety factor of 1.5 for the refuse pile will be attained.

(i)

Foundations for new refuse piles and additions to existing refuse piles shall be cleared of all vegetation and undesirable material that according to current, prudent engineering practices would adversely affect the stability of the refuse pile.

(j)

All fires in refuse piles shall be extinguished, and the method used shall be in accordance with a plan approved by the District Manager. The plan shall contain as a minimum, provisions to ensure that only those persons authorized by the operator, and who have an understanding of the procedure to be used, shall be involved in the extinguishing operation.

Notes, amendments, and revision history

Amendments

[36 FR 9364, May 22, 1971, as amended at 40 FR 41776, Sept. 9, 1975; 60 FR 33723, June 29, 1995]

Authority

Authority: 30 U.S.C. 811.

Source

Source: 36 FR 9364, May 22, 1971, unless otherwise noted.

Amendments

[36 FR 9364, May 22, 1971, as amended at 40 FR 41776, Sept. 9, 1975; 60 FR 33723, June 29, 1995]

§77.215-1. Refuse piles; identification.

30 C.F.R. § 77.215-1

A permanent identification marker, at least six feet high and showing the refuse pile identification number as assigned by the District Manager, the name associated with the refuse pile and the name of the person owning, operating or controlling the refuse pile, shall be located on or immediately adjacent to each refuse pile within the time specified in paragraphs (a) or (b) of this section as applicable.

(a)

For existing refuse piles, markers shall be placed before May 1, 1976.

(b)

For new or proposed refuse piles, markers shall be placed within 30 days from acknowledgment of the proposed location of a new refuse pile.

Notes, amendments, and revision history

Amendments

[40 FR 41776, Sept. 9, 1975]

Authority

Authority: 30 U.S.C. 811.

Source

Source: 36 FR 9364, May 22, 1971, unless otherwise noted.

Amendments

[40 FR 41776, Sept. 9, 1975]

§77.215-2. Refuse piles; reporting requirements.

30 C.F.R. § 77.215-2

(a)

The proposed location of a new refuse pile shall be reported to and acknowledged in writing by the District Manager prior to the beginning of any work associated with the construction of the refuse pile.

(b)

Before May 1, 1976, for existing refuse piles, or within 180 days from the date of acknowledgment of the proposed location of a new refuse pile, the person owning, operating or controlling a refuse pile shall submit to the District Manager a report in triplicate which contains the following:

(1)

The name and address of the person owning, operating or controlling the refuse pile; the name associated with the refuse pile; the identification number of the refuse pile as assigned by the District Manager; and the identification number of the mine or preparation plant as assigned by MSHA.

(2)

The location of the refuse pile indicated on the most recent USGS 7 1/2 minute or 15 minute topographic quadrangle map, or a topographic map of equivalent scale if a USGS map is not available.

(3)

A statement of the construction history of the refuse pile, and a statement indicating whether the refuse pile has been abandoned in accordance with a plan approved by the District Manager.

(4)

A topographic map showing at a scale not to exceed 1 inch = 400 feet, the present and proposed maximum extent of the refuse pile and the area 500 feet around the proposed maximum perimeter.

(5)

A statement of whether or not the refuse pile is burning.

(6)

A description of measures taken to prevent water from being impounded by the refuse pile or contained within the refuse pile.

(7)

At a scale not to exceed 1 inch = 100 feet, cross sections of the length and width of the refuse pile at sufficient intervals to show the approximate original ground surface, the present configuration and the proposed maximum extent of the refuse pile, and mean sea level elevations at significant points.

(8)

Any other information pertaining to the stability of the pile which may be required by the District Manager.

(c)

The information required by paragraphs (b)(4) through (b)(8) of this section shall be reported every twelfth month from the date of original submission for those refuse piles which the District Manager has determined can present a hazard until the District Manager notifies the operator that the hazard has been eliminated.

Notes, amendments, and revision history

Amendments

[40 FR 41776, Sept. 9, 1975, as amended at 57 FR 7471, Mar. 2, 1992; 60 FR 33723, June 29, 1995]

Authority

Authority: 30 U.S.C. 811.

Source

Source: 36 FR 9364, May 22, 1971, unless otherwise noted.

Amendments

[40 FR 41776, Sept. 9, 1975, as amended at 57 FR 7471, Mar. 2, 1992; 60 FR 33723, June 29, 1995]

§77.215-3. Refuse piles: certification.

30 C.F.R. § 77.215-3

(a)

Within 180 days following written notification by the District Manager that a refuse pile can present a hazard, the person owning, operating, or controlling the refuse pile shall submit to the District Manager a certification by a registered engineer that the refuse pile is being constructed or has been modified in accordance with current, prudent engineering practices to minimize the probability of impounding water and failure of such magnitude as to endanger the lives of miners.

(b)

After the initial certification required by this section and until the District Manager notifies the operator that the hazard has been eliminated, certification shall be submitted every twelfth month from the date of the initial certification.

(c)

Certifications required by paragraphs (a) and (b) of this section shall include all information considered in making the certification.

Notes, amendments, and revision history

Amendments

[40 FR 41776, Sept. 9, 1975, as amended at 57 FR 7471, Mar. 2, 1992]

Authority

Authority: 30 U.S.C. 811.

Source

Source: 36 FR 9364, May 22, 1971, unless otherwise noted.

Amendments

[40 FR 41776, Sept. 9, 1975, as amended at 57 FR 7471, Mar. 2, 1992]

§77.215-4. Refuse piles; abandonment.

30 C.F.R. § 77.215-4

When a refuse pile is to be abandoned, the District Manager shall be notified in writing, and if he determines it can present a hazard, the refuse pile shall be abandoned in accordance with a plan submitted by the operator and approved by the District Manager. The plan shall include a schedule for its implementation and describe provisions to prevent burning and future impoundment of water, and provide for major slope stability.

Notes, amendments, and revision history

Amendments

[40 FR 41776, Sept. 9, 1975, as amended at 60 FR 33723, June 29, 1995]

Authority

Authority: 30 U.S.C. 811.

Source

Source: 36 FR 9364, May 22, 1971, unless otherwise noted.

Amendments

[40 FR 41776, Sept. 9, 1975, as amended at 60 FR 33723, June 29, 1995]

§77.216. Water, sediment, or slurry impoundments and impounding structures; general.

30 C.F.R. § 77.216

(a)

Plans for the design, construction, and maintenance of structures which impound water, sediment, or slurry shall be required if such an existing or proposed impounding structure can:

(1)

Impound water, sediment, or slurry to an elevation of five feet or more above the upstream toe of the structure and can have a storage volume of 20 acre-feet or more; or

(2)

Impound water, sediment, or slurry to an elevation of 20 feet or more above the upstream toe of the structure; or

(3)

As determined by the District Manager, present a hazard to coal miners.

(b)

Plans for the design and construction of all new water, sediment, or slurry impoundments and impounding structures which meet the requirements of paragraph (a) of this section shall be submitted in triplicate to and be approved by the District Manager prior to the beginning of any work associated with construction of the impounding structure.

(c)

Before May 1, 1976, a plan for the continued use of an existing water, sediment, or slurry impoundment and impounding structure which meets the requirements of paragraph (a) of this section shall be submitted in triplicate to the District Manager for approval.

(d)

The design, construction, and maintenance of all water, sediment, or slurry impoundments and impounding structures which meet the requirements of paragraph (a) of this section shall be implemented in accordance with the plan approved by the District Manager.

(e)

All fires in impounding structures shall be extinguished, and the method used shall be in accordance with a plan approved by the District Manager. The plan shall contain as a minimum, provisions to ensure that only those persons authorized by the operator, and who have an understanding of the procedures to be used, shall be involved in the extinguishing operation.

Notes, amendments, and revision history

Amendments

[40 FR 41776, Sept. 9, 1975]

Authority

Authority: 30 U.S.C. 811.

Source

Source: 36 FR 9364, May 22, 1971, unless otherwise noted.

Amendments

[40 FR 41776, Sept. 9, 1975]

§77.216-1. Water, sediment or slurry impoundments and impounding structures; identification.

30 C.F.R. § 77.216-1

A permanent identification marker, at least six feet high and showing the identification number of the impounding structure as assigned by the District Manager, the name associated with the impounding structure and name of the person owning, operating, or controlling the structure, shall be located on or immediately adjacent to each water, sediment or slurry impounding structure within the time specified in paragraph (a) or (b) of this section as applicable.

(a)

For existing water, sediment or slurry impounding structures, markers shall be placed before May 1, 1976.

(b)

For new or proposed water, sediment, or slurry impounding structures, markers shall be placed within 30 days from the start of construction.

Notes, amendments, and revision history

Amendments

[40 FR 41777, Sept. 9, 1975]

Authority

Authority: 30 U.S.C. 811.

Source

Source: 36 FR 9364, May 22, 1971, unless otherwise noted.

Amendments

[40 FR 41777, Sept. 9, 1975]

§77.216-2. Water, sediment, or slurry impoundments and impounding structures; minimum plan requirements; changes or modifications; certification.

30 C.F.R. § 77.216-2

(a)

The plan specified in § 77.216, shall contain as a minimum the following information:

(1)

The name and address of the persons owning, operating or controlling the impoundment or impounding structure; the name associated with the impoundment or impounding structure; the identification number of the impounding structure as assigned by the District Manager; and the identification number of the mine or preparation plant as assigned by MSHA.

(2)

The location of the structure indicated on the most recent USGS 7 1/2 minute or 15 minute topographic quadrangle map, or a topographic map of equivalent scale if a USGS map is not available.

(3)

A statement of the purpose for which the structure is or will be used.

(4)

The name and size in acres of the watershed affecting the impoundment.

(5)

A description of the physical and engineering properties of the foundation materials on which the structure is or will be constructed.

(6)

A statement of the type, size, range, and physical and engineering properties of the materials used, or to be used, in constructing each zone or stage of the impounding structure; the method of site preparation and construction of each zone; the approximate dates of construction of the structure and each successive stage; and for existing structures, such history of construction as may be available, and any record or knowledge of structural instability.

(7)

At a scale not to exceed 1 inch = 100 feet, detailed dimensional drawings of the impounding structure including a plan view and cross sections of the length and width of the impounding structure, showing all zones, foundation improvements, drainage provisions, spillways, diversion ditches, outlets, instrument locations, and slope protection, in addition to the measurement of the minimum vertical distance between the crest of the impounding structure and the reservoir surface at present and under design storm conditions, sediment or slurry level, water level and other information pertinent to the impoundment itself, including any identifiable natural or manmade features which could affect operation of the impoundment.

(8)

A description of the type and purpose of existing or proposed instrumentation.

(9)

Graphs showing area-capacity curves.

(10)

A statement of the runoff attributable to the probable maximum precipitation of 6-hour duration and the calculations used in determining such runoff.

(11)

A statement of the runoff attributable to the storm for which the structure is designed and the calculations used in determining such runoff.

(12)

A description of the spillway and diversion design features and capacities and calculations used in their determination.

(13)

The computed minimum factor of safety range for the slope stability of the impounding structure including methods and calculations used to determine each factor of safety.

(14)

The locations of surface and underground coal mine workings including the depth and extent of such workings within the area 500 feet around the perimeter, shown at a scale not to exceed one inch = 500 feet.

(15)

Provisions for construction surveillance, maintenance, and repair of the impounding structure.

(16)

General provisions for abandonment.

(17)

A certification by a registered engineer that the design of the impounding structure is in accordance with current, prudent engineering practices for the maximum volume of water, sediment, or slurry which can be impounded therein and for the passage of runoff from the designed storm which exceeds the capacity of the impoundment; or, in lieu of the certification, a report indicating what additional investigations, analyses, or improvement work are necessary before such a certification can be made, including what provisions have been made to carry out such work in addition to a schedule for completion of such work.

(18)

Such other information pertaining to the stability of the impoundment and impounding structure which may be required by the District Manager.

(b)

Any changes or modifications to plans for water, sediment, or slurry impoundments or impounding structures shall be approved by the District Manager prior to the initiation of such changes or modifications.

Notes, amendments, and revision history

Amendments

[40 FR 41777, Sept. 9, 1975]

Authority

Authority: 30 U.S.C. 811.

Source

Source: 36 FR 9364, May 22, 1971, unless otherwise noted.

Amendments

[40 FR 41777, Sept. 9, 1975]

§77.216-3. Water, sediment, or slurry impoundments and impounding structures; inspection requirements; correction of hazards; program requirements.

30 C.F.R. § 77.216-3

(a)

All water, sediment, or slurry impoundments that meet the requirements of § 77.216(a) shall be examined as follows:

(1)

At intervals not exceeding 7 days, or as otherwise approved by the District Manager, for appearances of structural weakness and other hazardous conditions.

(2)

All instruments shall be monitored at intervals not exceeding 7 days, or as otherwise approved by the District Manager.

(3)

Longer inspection or monitoring intervals approved under this paragraph (a) shall be justified by the operator based on the hazard potential and performance of the impounding structure, and shall include a requirement for inspection immediately after a specified rain event approved by the District Manager.

(4)

All inspections required by this paragraph (a) shall be performed by a qualified person designated by the person owning, operating, or controlling the impounding structure.

(b)

When a potentially hazardous condition develops, the person owning, operating or controlling the impounding structure shall immediately:

(1)

Take action to eliminate the potentially hazardous condition;

(2)

Notify the District Manager;

(3)

Notify and prepare to evacuate, if necessary, all coal miners from coal mine property which may be affected by the potentially hazardous conditions; and

(4)

Direct a qualified person to monitor all instruments and examine the structure at least once every eight hours, or more often as required by an authorized representative of the Secretary.

(c)

After each examination and instrumentation monitoring referred to in paragraphs (a) and (b) of this section, each qualified person who conducted all or any part of the examination or instrumentation monitoring shall promptly record the results of such examination or instrumentation monitoring in a book which shall be available at the mine for inspection by an authorized representative of the Secretary, and such qualified person shall also promptly report the results of the examination or monitoring to one of the persons specified in paragraph (d) of this section.

(d)

All examination and instrumentation monitoring reports recorded in accordance with paragraph (c) of this section shall include a report of the action taken to abate hazardous conditions and shall be promptly signed or countersigned by at least one of the following persons:

(1)

The mine foreman;

(2)

The assistant superintendent of the mine;

(3)

The superintendent of the mine;

(4)

The person designated by the operator as responsible for health and safety at the mine.

(e)

Before May 1, 1976, the person owning, operating, or controlling a water, sediment, or slurry impoundment which meets the requirements of § 77.216(a) shall adopt a program for carrying out the requirements of paragraphs (a) and (b) of this section. The program shall be submitted for approval to the District Manager. The program shall include as a minimum:

(1)

A schedule and procedures for examining the impoundment and impounding structure by a designated qualified person;

(2)

A schedule and procedures for monitoring any required or approved instrumentation by a designated qualified person;

(3)

Procedures for evaluating hazardous conditions;

(4)

Procedures for eliminating hazardous conditions;

(5)

Procedures for notifying the District Manager;

(6)

Procedures for evacuating coal miners from coal mine property which may be affected by the hazardous condition.

(f)

Before making any changes or modifications in the program approved in accordance with paragraph (e) of this section, the person owning, operating, or controlling the impoundment shall obtain approval of such changes or modifications from the District Manager.

(g)

The qualified person or persons referred to in paragraphs (a), (b)(4), (c), (e)(1), and (e)(2) of this section shall be trained to recognize specific signs of structural instability and other hazardous conditions by visual observation and, if applicable, to monitor instrumentation.

Notes, amendments, and revision history

Amendments

[40 FR 41777, Sept. 9, 1975, as amended at 57 FR 7471, Mar. 2, 1992]

Authority

Authority: 30 U.S.C. 811.

Source

Source: 36 FR 9364, May 22, 1971, unless otherwise noted.

Amendments

[40 FR 41777, Sept. 9, 1975, as amended at 57 FR 7471, Mar. 2, 1992]

§77.216-4. Water, sediment or slurry impoundments and impounding structures; reporting requirements; certification.

30 C.F.R. § 77.216-4

(a)

Except as provided in paragraph (b) of this section, every twelfth month following the date of the initial plan approval, the person owning, operating, or controlling a water, sediment, or slurry impoundment and impounding structure that has not been abandoned in accordance with an approved plan shall submit to the District Manager a report containing the following information:

(1)

Changes in the geometry of the impounding structure for the reporting period.

(2)

Location and type of installed instruments and the maximum and minimum recorded readings of each instrument for the reporting period.

(3)

The minimum, maximum, and present depth and elevation of the impounded water, sediment, or slurry for the reporting period.

(4)

Storage capacity of the impounding structure.

(5)

The volume of the impounded water, sediment, or slurry at the end of the reporting period.

(6)

Any other change which may have affected the stability or operation of the impounding structure that has occurred during the reporting period.

(7)

A certification by a registered professional engineer that all construction, operation, and maintenance was in accordance with the approved plan.

(b)

A report is not required under this section when the operator provides the District Manager with a certification by a registered professional engineer that there have been no changes under paragraphs (a)(1) through (a)(6) of this section to the impoundment or impounding structure. However, a report containing the information set out in paragraph (a) of this section shall be submitted to the District Manager at least every 5 years.

Notes, amendments, and revision history

Amendments

[57 FR 7471, Mar. 2, 1992]

Authority

Authority: 30 U.S.C. 811.

Source

Source: 36 FR 9364, May 22, 1971, unless otherwise noted.

Amendments

[57 FR 7471, Mar. 2, 1992]

§77.216-5. Water, sediment or slurry impoundments and impounding structures; abandonment.

30 C.F.R. § 77.216-5

(a)

Prior to abandonment of any water, sediment, or slurry impoundment and impounding structure which meets the requirements of 30 CFR 77.216(a), the person owning, operating, or controlling such an impoundment and impounding structure shall submit to and obtain approval from the District Manager, a plan for abandonment based on current, prudent engineering practices. This plan shall provide for major slope stability, include a schedule for the plan's implementation and, except as provided in paragraph (b) of this section, contain provisions to preclude the probability of future impoundment of water, sediment, or slurry.

(b)

An abandonment plan does not have to contain a provision to preclude the future impoundment of water if the plan is approved by the District Manager and documentation is included in the abandonment plan to ensure that the following requirements are met:

(1)

A registered professional engineer, knowledgeable in the principles of dam design and in the design and construction of the structure, shall certify that it substantially conforms to the approved design plan and specifications and that there are no apparent defects.

(2)

The current owner or prospective owner shall certify a willingness and ability to assume responsibility for operation and maintenance of the structure.

(3)

A permit or approval for the continued existence of the impoundment or impounding structure shall be obtained from the Federal or State agency responsible for dam safety.

Notes, amendments, and revision history

Amendments

[57 FR 7472, Mar. 2, 1992]

Authority

Authority: 30 U.S.C. 811.

Source

Source: 36 FR 9364, May 22, 1971, unless otherwise noted.

Amendments

[57 FR 7472, Mar. 2, 1992]