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§2571.2. Definitions.

29 C.F.R. § 2571.2

For section 521 proceedings, this section shall apply in lieu of the definitions in § 18.2 of this title:
(a)
Adjudicatory proceeding means a judicial-type proceeding before an administrative law judge leading to an order;
(b)
Administrative law judge means an administrative law judge appointed pursuant to the provisions of 5 U.S.C. 3105;
(c)
Answer means a written statement that is supported by reference to specific circumstances or facts surrounding the temporary order issued pursuant to 29 CFR 2560.521-1(c);
(d)
Commencement of proceeding— is the filing of an answer by the respondent;
(e)
Consent agreement means a proposed written agreement and order containing a specified proposed remedy or other relief acceptable to the Secretary and consenting parties;
(f)
Final order means a cease and desist order that is a final order of the Secretary of Labor under ERISA section 521. Such final order may result from a decision of an administrative law judge or of the Secretary on review of a decision of an administrative law judge, or from the failure of a party to invoke the procedures for a hearing under 29 CFR 2560.521-1 within the prescribed time limit. A final order shall constitute a final agency action within the meaning of 5 U.S.C. 704;
(g)
Hearing means that part of a section 521 proceeding which involves the submission of evidence, either by oral presentation or written submission, to the administrative law judge;
(h)
Order means the whole or any part of a final procedural or substantive disposition of a section 521 proceeding;
(i)
Party— includes a person or agency named or admitted as a party to a section 521 proceeding;
(j)
Person— includes an individual, partnership, corporation, employee welfare benefit plan, association, or other entity or organization;
(k)
Petition means a written request, made by a person or party, for some affirmative action;
(l)
Respondent means the party against whom the Secretary is seeking to impose a cease and desist order under ERISA section 521;
(m)
Secretary means the Secretary of Labor or his or her delegate;
(n)
Section 521 proceeding means an adjudicatory proceeding relating to the issuance of a temporary order under 29 CFR 2560.521-1 and section 521 of ERISA;
(o)
Solicitor means the Solicitor of Labor or his or her delegate; and
(p)
Temporary order means the temporary cease and desist order issued by the Secretary under 29 CFR 2560.521-1(c) and section 521 of ERISA.
Notes, amendments, and revision history

Authority

Authority: 29 U.S.C. 1002(40), 1132, 1135; and 1151, Secretary of Labor's Order 1-2011, 77 FR 1088 (January 9, 2012).

Source

Source: 78 FR 13808, Mar. 1, 2013, unless otherwise noted.