Part 129 — Registration and Licensing of Brokers
- §129.1 Purpose.
- §129.2 Definitions.
- §129.3 Requirement to register.
- §129.4 Requirement for approval.
- §129.5 Exemption from requirement for approval.
- §129.6 Procedures for obtaining approval.
- §129.7 Policy on embargoes and other proscriptions.
- §129.8 Submission of Statement of Registration, registration fees, and notification of changes in information furnished by registrants.
- §129.9 Guidance.
- §129.10 Reports.
- §129.11 Maintenance of brokering records by registrants.