US Codex
C.F.R.
Browse by date
Notes

20 C.F.R. §§ 402.70–402.80

3 sections in range

§402.70. Fees associated with processing FOIA requests.

20 C.F.R. § 402.70

(a)
Charging authorities—
(1)
Section 1106(c). Section 1106(c) of the Social Security Act (42 U.S.C. 1306(c)) allows the agency to charge for FOIA requests that are not directly related to SSA's administration of the Social Security Act. See § 402.80 for information on the agency's authorization under section 1106(c) to charge requesters. Requesters may request a fee waiver, as described in § 402.85.
(2)
FOIA fee categories. The FOIA establishes three fee categories of requesters, i.e., commercial use, non-commercial scientific or educational institutions and representatives of the news media; and other requesters. The category of the requester determines the fees that may be charged; see § 402.75 for the FOIA fee schedule. Requesters may request a fee waiver, as described in § 402.85.
(b)
Hourly rate when charging under section 1106(c) and the FOIA fee categories.
(1)
When we search for and review records, we charge an hourly rate, based in 15-minute increments, depending on the grade(s) of the employee(s) and/or contractors performing the search and review. The hourly rate is the same when charging under the FOIA fee provisions or section 1106(c) of the Social Security Act. SSA uses the current General Schedule (GS) salary table for the locality pay area of Washington-Baltimore-Arlington, DC-MD-VA-WV-PA. We use the following criteria to compute our hourly rates for search or review:
(i)
When performed by employees at grade GS-1 through GS-8, SSA will charge an hourly rate based on the salary of a GS-5, step 7, employee;
(ii)
When performed by a GS-9 through GS-14, SSA will charge an hourly rate based on the salary of a GS-12, step 4, employee; and
(iii)
When performed by a GS-15 or above, SSA will charge an hourly rate based on the salary of a GS-15, step 7, employee.
(2)
When work is performed by a contractor, we will charge an hourly rate based on the GS equivalent of the contractor's hourly pay rate. We compute the hourly rate by taking the current hourly rate for the specified grade and adding 16 percent of that rate to cover benefits and rounding to the nearest whole dollar. These rates are adjusted as Federal salaries change. Federal salary rates are available from the Office of Personnel Management. When a search and review involves employees at more than one of these GS levels, we will charge the rate appropriate for each. We may charge a fee for search time even if we are unable to locate any responsive records or the records are exempt from disclosure.
Notes, amendments, and revision history

Authority

Authority: 42 U.S.C. 405, 902(a)(5), and 1306); 5 U.S.C. 552 and 552a; 18 U.S.C. 1905; 26 U.S.C. 6103; 31 U.S.C. 9701; E.O. 12600, 52 FR 23781, 3 CFR, 1987 Comp., p. 235.

Source

Source: 89 FR 102711, Dec. 18, 2024, unless otherwise noted.

§402.75. FOIA fee schedule.

20 C.F.R. § 402.75

(a)
Fee schedule category. Requesters whom SSA charges under the FOIA fee schedule are subject to the following fees dependent upon their fee category:
(1)
Commercial. Commercial use requesters are charged for search, review, and duplication.
(2)
Non-commercial educational or scientific institutions and representative of the news media. Requesters that fit this category are charged for the duplication of documents. We will not charge requesters the copying costs for the first 100 pages of duplication.
(3)
Other. If the FOIA request does not fall within a category described in paragraph (a)(1) or (2) of this section, we will charge for search and duplication; however, we will not charge for the first two hours of search time or for the duplication costs of the first 100 pages.
(b)
Certification. If a requester asks for certification of the record(s) responsive to their FOIA request and OPD agrees to provide it, we will notify the requester of the appropriate certification fee via written correspondence.
(c)
Record(s) production and duplication—
(1)
Electronic records. We will charge the actual costs for producing and duplicating the record and the time spent by the employees or contractors in production, duplication, or otherwise processing the FOIA request, at the rates given in § 402.70(c).
(2)
Photocopying standard size pages. For noncommercial requesters, we will charge $0.10 per page after the first 100 pages, which are free. The FOIA Officer may charge lower fees for particular documents where:
(i)
The document has already been printed in large numbers;
(ii)
The program office determines that using existing stock to answer this request, and any other anticipated FOIA requests, will not interfere with program requirements; and
(iii)
The FOIA Officer determines that the lower fee is adequate to recover the prorated share of the original printing costs.
(3)
Photocopying odd-size documents. For photocopying documents, such as punch cards or blueprints, or duplicating other records, such as tapes, we will charge the actual costs of operating the machine, plus the actual cost of the materials used, plus charges for the time spent by the operator, at the rates given in § 402.70(c).
(d)
Cost of service less than cost of issuing a bill. We will not charge a fee when the cost of the service is less than the cost of sending the requester a bill. However, where an individual, organization, or governmental unit makes multiple separate requests, we will total the costs incurred and bill the requester for the services rendered.
(e)
Fee waiver. We may waive or reduce the fee if we find that waiver is in the public interest. See § 402.85 for fee waiver information.
Notes, amendments, and revision history

Authority

Authority: 42 U.S.C. 405, 902(a)(5), and 1306); 5 U.S.C. 552 and 552a; 18 U.S.C. 1905; 26 U.S.C. 6103; 31 U.S.C. 9701; E.O. 12600, 52 FR 23781, 3 CFR, 1987 Comp., p. 235.

Source

Source: 89 FR 102711, Dec. 18, 2024, unless otherwise noted.

§402.80. Charging under section 1106(c) of the Social Security Act.

20 C.F.R. § 402.80

Section 1106(c) of the Social Security Act permits the agency to charge the full cost to process requests for information for purposes not directly related to the administration of program(s) under the Social Security Act. This may be done notwithstanding the fee provisions in FOIA, the Privacy Act, or any other provision of law. In responding to FOIA requests for non-program purposes, we will charge the full cost (both direct and indirect costs) of our services, regardless of the requester's fee categorization, unless the cost of the service is less than the cost of issuing a bill as stated in paragraph (b) of this section.
(a)
Full costs. The agency may charge full costs for processing records or information requests, including but not limited to:
(1)
Search. We may charge for search time even if we are unable to locate any responsive records or the records are exempt from disclosure. We will notify the requester in writing if the records estimated as responsive are determined unreasonably burdensome for the agency to process and/or the search would cause significant interference with the operation of SSA's automated information systems.
(2)
Review. Review includes the reviews performed at any level (staff through executive), including but not limited to review by multiple people and offices.
(3)
Production and duplication of record(s). We may charge the full cost of the systems' processing (e.g., computer search time, computer processing database retrieval), materials used to produce and duplicate the requested record(s), and time spent by agency employee(s) and/or contractor(s) in production, duplication, or otherwise processing the FOIA request.
(4)
Certification. We will charge the full costs for certification.
(5)
Employee's time. The full cost of an employee's time includes fringe benefits and overhead costs, such as rent and utilities.
(6)
Forwarding/delivering materials. If special arrangements for forwarding material are requested, we will charge the requester the full cost of this service (e.g., if express mail or a commercial delivery service is requested). If no special forwarding arrangements are requested, we will charge the requester the full cost of the service, including the U.S. Postal Service cost.
(7)
Performing other special services. If we agree to provide any special services requested, we will charge the full cost of the time of the employee(s) or contractor(s) who perform the service, plus the full cost of any systems processing time and materials that the employee or contractor uses.
(b)
Cost of service less than cost of issuing a bill. We will not charge a fee when the cost of the service is less than the cost of sending the requester a bill. However, where an individual, organization, or governmental unit makes multiple separate requests, we will total the costs incurred and bill the requester for the services rendered.
(c)
Standard administrative fees for non-program information. The information in this part does not revoke, modify, or supersede the schedule of standard administrative fees the agency charges for specified non-program information requests.
(d)
Non-program purpose. Non-program purposes constitute any purpose that is not program related.
(1)
We consider a request to be program related if—
(i)
The information must be disclosed under the Social Security Act (Act); or
(ii)
The information will be used for a purpose which is directly related to the administration of a program under the Act for which SSA has responsibility. In deciding whether this paragraph (d)(1)(ii) applies, the major criteria SSA considers is whether the information is:
(A)
Needed to pursue a benefit under a program that SSA administers under the Act.
(B)
Needed solely to verify the accuracy of information obtained in connection with a program that SSA administers under the Act.
(C)
Needed in connection with an activity under SSA's purview which is authorized under the Act.
(D)
Needed by an employer to carry out taxpaying responsibilities under the Federal Insurance Contributions Act or section 218 of the Act.
(2)
We will consider each request on a case-by-case basis when the criteria in this paragraph (d) are not met but the requester claims a request is for a program-related purpose for another reason. We will not conclude a request is program-related solely because the records sought are about programs administered by SSA or are claimed to be of public interest.
(e)
Disagreement with program or non-program determination. Only the FOIA Officer has the authority to make the program/non-program decision. If a requester disagrees with the FOIA Officer's non-program determination, they may appeal the decision to the Executive Director for OPD. In the appeal letter, the requester should explain why they believe the request meets the requirements in paragraph (c) of this section. The process described in § 402.105 will also apply to these appeals.
Notes, amendments, and revision history

Authority

Authority: 42 U.S.C. 405, 902(a)(5), and 1306); 5 U.S.C. 552 and 552a; 18 U.S.C. 1905; 26 U.S.C. 6103; 31 U.S.C. 9701; E.O. 12600, 52 FR 23781, 3 CFR, 1987 Comp., p. 235.

Source

Source: 89 FR 102711, Dec. 18, 2024, unless otherwise noted.