Part 49 — Swap Data Repositories
- §49.1 Scope.
- §49.2 Definitions.
- §49.3 Procedures for registration.
- §49.4 Withdrawal from registration.
- §49.5 Equity interest transfers.
- §49.6 Request for transfer of registration.
- §49.7 Swap data repositories located in foreign jurisdictions.
- §49.8 Procedures for implementing swap data repository rules.
- §49.9 Open swaps reports provided to the Commission.
- §49.10 Acceptance and validation of data.
- §49.11 Verification of swap data accuracy.
- §49.12 Swap data repository recordkeeping requirements.
- §49.13 Monitoring, screening and analyzing swap data.
- §49.14 Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.
- §49.15 Real-time public reporting by swap data repositories.
- §49.16 Privacy and confidentiality requirements of swap data repositories.
- §49.17 Access to SDR data.
- §49.18 Confidentiality arrangement.
- §49.19 Core principles applicable to swap data repositories.
- §49.20 Governance arrangements (Core Principle 2).
- §49.21 Conflicts of interest (Core Principle 3).
- §49.22 Chief compliance officer.
- §49.23 Emergency authority policies and procedures.
- §49.24 System safeguards.
- §49.25 Financial resources.
- §49.26 Disclosure requirements of swap data repositories.
- §49.27 Access and fees.
- §49.28 Operating hours of swap data repositories.
- §49.29 Information relating to swap data repository compliance.
- §49.30 Form and manner of reporting and submitting information to the Commission.
- §49.31 Delegation of authority to the Directors of the Division of Market Oversight and Division of Data relating to certain part 49 matters.