Part 403 — Protection of Customer Securities and Balances
- §403.1 Application of part to registered brokers and dealers.
- §403.2 Hypothecation of customer securities.
- §403.3 Use of customers' free credit balances.
- §403.4 Customer protection—reserves and custody of securities.
- §403.5 Custody of securities held by financial institutions that are government securities brokers or dealers.
- §403.6 Compliance with part by futures commission merchants.
- §403.7 Effective dates.