Part 401 — Exemptions
- §401.1 Exemption for organizations handling transactions in United States Savings Bonds.
- §401.2 Exemption for depository institutions that submit tenders for the account of customers for purchase on original issue of United States Treasury securities.
- §401.3 Exemption for financial institutions that are engaged in limited government securities brokerage activities.
- §401.4 Exemption for financial institutions engaged in limited government securities dealer activities.
- §401.5 Exemption for corporate credit unions transacting limited government securities business with other credit unions.
- §401.6 Exemption for branches and agencies of foreign banks that deal solely with non-United States citizens resident offshore.
- §401.7 Exemption for certain foreign government securities brokers or dealers.