Part 14 — Rules Relating to Suspension or Disbarment from Appearance and Practice
- §14.1 Scope.
- §14.2 Definitions of appearance and practice.
- §14.3 Hearings.
- §14.4 Violation of Commodity Exchange Act.
- §14.5 Criminal conviction.
- §14.6 Disbarment or suspension by licensing authority.
- §14.7 Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
- §14.8 Lack of requisite qualifications, character and integrity.
- §14.9 Duty to file information concerning adverse judicial or administrative action.
- §14.10 Reinstatement.