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Code of Federal Regulations
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Title 17
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Chapter II — Securities and Exchange Commission
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Part 249 — Forms, Securities Exchange Act of 1934
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Subpart R — Forms for Registration of, and Filings by, Security-Based Swap Execution Facilities
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Subpt. Q
Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
Subpt. S
Subpart S [Reserved]
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Subpart R — Forms for Registration of, and Filings by, Security-Based Swap Execution Facilities
Search Subpart R full text →
§249.1701
Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.
§249.1702
Submission cover sheet, for rule and product submissions.
‹
Subpt. Q
Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
Subpt. S
Subpart S [Reserved]
›
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