Part 247 — Regulation R—exemptions and Definitions Related to the Exceptions for Banks from the Definition of Broker
- §247.100 Definition.
- §247.700 Defined terms relating to the networking exception from the definition of “broker.”
- §247.701 Exemption from the definition of “broker” for certain institutional referrals.
- §247.721 Defined terms relating to the trust and fiduciary activities exception from the definition of “broker.”
- §247.722 Exemption allowing banks to calculate trust and fiduciary compensation on a bank-wide basis.
- §247.723 Exemptions for special accounts, transferred accounts, foreign branches and a de minimis number of accounts.
- §247.740 Defined terms relating to the sweep accounts exception from the definition of “broker.”
- §247.741 Exemption for banks effecting transactions in money market funds.
- §247.760 Exemption from definition of “broker” for banks accepting orders to effect transactions in securities from or on behalf of custody accounts.
- §247.771 Exemption from the definition of “broker” for banks effecting transactions in securities issued pursuant to Regulation S.
- §247.772 Exemption from the definition of “broker” for banks engaging in securities lending transactions.
- §247.775 Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in investment company securities.
- §247.776 Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in a company's securities for its employee benefit plans.
- §247.780 Exemption for banks from liability under section 29 of the Securities Exchange Act of 1934.
- §247.781 Exemption from the definition of “broker” for banks for a limited period of time.