§5.8. Aggregate retail forex assets. — Inbound Citations

(b) Aggregate retail forex assets means an amount of liquid assets held in accordance with § 5.8 of this part;

(g) Whenever a person registered as a futures commission merchant offering or engaging in retail forex transactions or a retail foreign exchange dealer knows or should know that the total amount of its retail forex obligation exceeds the amount of the aggregate retail forex assets the registrant maintains in accordance with the provisions of § 5.8 of this chapter, the registrant must report such deficiency immediately by telephone notice, confirmed immediately in writing by facsimile notice.