§5.4. Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors.
17 C.F.R. § 5.4
Part 4 of this chapter applies to any person required pursuant to the provisions of this part 5 to register as a commodity pool operator or as a commodity trading advisor. Failure by any such person to comply with the requirements of part 4 will constitute a violation of this section and the relevant section of part 4.
Notes, amendments, and revision history
Authority
Authority: 7 U.S.C. 1a, 2, 6, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 6h, 6i, 6k, 6m, 6n, 6o, 8, 9, 9a, 12, 12a, 13b, 13c, 16a, 18, 19, 21, and 23.
Source
Source: 75 FR 55432, Sept. 10, 2010, unless otherwise noted.