US Codex

Browse by date

View an earlier version

Notes

§5.13. Reporting to customers of retail foreign exchange dealers and futures commission merchants; monthly and confirmation statements. — Inbound Citations

17 C.F.R. § 5.13

Statutory Authority

7 U.S.C. § 1a

Go to statute →

Cited by 3 regulations in release Current.

Citations to §5.13(b)(1)

17 C.F.R. § 5.13(b)(4)

Go to provision →

(4) Notwithstanding the provisions of paragraphs (b)(1) through (3) of this section, a retail forex transaction or forex option transaction that is caused to be executed for a pooled investment vehicle that engages in retail forex transactions need be confirmed only to the operator of such pooled investment vehicle.

Citations to §5.13(b)(2)

17 C.F.R. § 5.13(b)(4)

Go to provision →

(4) Notwithstanding the provisions of paragraphs (b)(1) through (3) of this section, a retail forex transaction or forex option transaction that is caused to be executed for a pooled investment vehicle that engages in retail forex transactions need be confirmed only to the operator of such pooled investment vehicle.

Citations to §5.13(b)(3)

17 C.F.R. § 5.13(b)(4)

Go to provision →

(4) Notwithstanding the provisions of paragraphs (b)(1) through (3) of this section, a retail forex transaction or forex option transaction that is caused to be executed for a pooled investment vehicle that engages in retail forex transactions need be confirmed only to the operator of such pooled investment vehicle.