§49.22. Chief compliance officer. — Inbound Citations
17 C.F.R. § 49.22
Statutory Authority
Cited by 3 regulations in release Current.
Citations to 17 C.F.R. § 49.22 as a whole
-
(2) Each swap data repository shall establish governance arrangements that are well-defined and include a clear organizational structure with consistent lines of responsibility and effective internal controls, including with respect to administration, accounting, and the disclosure of confidential information. § 49.22 of this part contains rules on internal controls applicable to administration and accounting. § 49.16 of this part contains rules on internal controls applicable to the disclosure of confidential information.
-
(7) All functions reserved to the Commission in § 49.22.