§41.34. Exempt Provisions.

17 C.F.R. § 41.34

Any board of trade notice-designated as a contract market in security futures products pursuant to § 41.31 also shall be exempt from:

(a)

The following provisions of the Act, pursuant to section 5f(b)(1) of the Act—

(1)

Section 4(c)(c);

(2)

Section 4(c)(e);

(3)

Section 4(c)(g);

(4)

Section 4j;

(5)

Section 5;

(6)

Section 5c;

(7)

Section 6a;

(8)

Section 8(d);

(9)

Section 9(f);

(10)

Section 16 and;

(b)

The following provisions, pursuant to section 5f(b)(4) of the Act—

(1)

Section 6(a);

(2)

Part 38 of this chapter;

(3)

Part 40 of this chapter; and

(4)

Section 41.27.

Notes, amendments, and revision history

Amendments

[67 FR 11229, Mar. 13, 2002]

Source

Source: 66 FR 44965, Aug. 27, 2001, unless otherwise noted.

Authority

Authority: Sections 206, 251 and 252, Pub. L. 106-554, 114 Stat. 2763, 7 U.S.C. 1a, 2, 6f, 6j, 7a-2, 12a; 15 U.S.C. 78g(c)(2).

Source

Source: 66 FR 44511, Aug. 23, 2001, unless otherwise noted.

Amendments

[67 FR 11229, Mar. 13, 2002]

§41.34. Exempt Provisions.

Amendments

Source

Authority

Source

Amendments

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