§4.6. Exclusion for certain otherwise regulated persons from the definition of the term “commodity trading advisor.” — Inbound Citations

(b) Any person who has claimed an exclusion under this § 4.6 must submit to such special calls as the Commission may make to require the person to demonstrate compliance with the provisions of paragraph (a) of this section.

(5) All functions reserved to the Commission in § 4.6(b) of this chapter.