§4.20. Prohibited activities. — Inbound Citations

(3) All functions reserved to the Commission in § 4.20(a) of this chapter.

(B) Do you have any indication from the part of your audit completed to date that would lead you to believe that the commodity pool operator was or is not meeting the recordkeeping requirements of this part 4 or was or is not complying with the § 4.20(c) prohibition on commingling of property of any pool with the property of any other person?