§39.8. Fraud in connection with the clearing of transactions on a derivatives clearing organization.
17 C.F.R. § 39.8
It shall be unlawful for any person, directly or indirectly, in or in connection with the clearing of transactions by a derivatives clearing organization:
To cheat or defraud or attempt to cheat or defraud any person;
Willfully to make or cause to be made to any person any false report or statement or cause to be entered for any person any false record; or
Willfully to deceive or attempt to deceive any person by any means whatsoever.
Notes, amendments, and revision history
Authority
Authority: 7 U.S.C. 2, 6(c), 7a-1, and 12a(5); 12 U.S.C. 5464; 15 U.S.C. 8325; Section 752 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, title VII, sec. 752, July 21, 2010, 124 Stat. 1749.
Source
Source: 76 FR 69430, Nov. 8, 2011, unless otherwise noted.