§39.1. Scope.
17 C.F.R. § 39.1
The provisions of this subpart A apply to any derivatives clearing organization, as defined under section 1a(15) of the Act and § 1.3 of this chapter, that is registered or is required to register with the Commission as a derivatives clearing organization pursuant to section 5b(a) of the Act, or that is applying for an exemption from registration pursuant to section 5b(h) of the Act.
Notes, amendments, and revision history
Amendments
[86 FR 965, Jan. 7, 2021]
Authority
Authority: 7 U.S.C. 2, 6(c), 7a-1, and 12a(5); 12 U.S.C. 5464; 15 U.S.C. 8325; Section 752 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, title VII, sec. 752, July 21, 2010, 124 Stat. 1749.
Source
Source: 76 FR 69430, Nov. 8, 2011, unless otherwise noted.
Amendments
[86 FR 965, Jan. 7, 2021]