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Notes

§38.706. Denial of charges and right to hearing.

17 C.F.R. § 38.706

In every instance where a respondent has requested a hearing on a charge that is denied, or on a sanction set by the disciplinary panel, the respondent must be given an opportunity for a hearing in accordance with the requirements of § 38.707 of this part.
Notes, amendments, and revision history

Source

Source: 77 FR 36700, June 19, 2012, unless otherwise noted.

Authority

Authority: 7 U.S.C. 1a, 2, 6, 6a, 6c, 6d, 6e, 6f, 6g, 6i, 6j, 6k, 6l, 6m, 6n, 7, 7a-2, 7b, 7b-1, 7b-3, 8, 9, 15, and 21, as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376.

Source

Source: 66 FR 42277, Aug. 10, 2001, unless otherwise noted.