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Notes

§38.1200. Core Principle 23.

17 C.F.R. § 38.1200

The board of trade shall keep any such records relating to swaps defined in section 1a(47)(A)(v) of the Act open to inspection and examination by the Securities and Exchange Commission.
Notes, amendments, and revision history

Source

Source: 77 FR 36700, June 19, 2012, unless otherwise noted.

Authority

Authority: 7 U.S.C. 1a, 2, 6, 6a, 6c, 6d, 6e, 6f, 6g, 6i, 6j, 6k, 6l, 6m, 6n, 7, 7a-2, 7b, 7b-1, 7b-3, 8, 9, 15, and 21, as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376.

Source

Source: 66 FR 42277, Aug. 10, 2001, unless otherwise noted.