§37.400. Core Principle 4—Monitoring of trading and trade processing. — Inbound Citations
17 C.F.R. § 37.400
Statutory Authority
Cited by 1 regulation in release Current.
Citations to 17 U.S.C. § 37.400 as a whole
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A swap execution facility may refer to the guidance and/or acceptable practices in appendix B of this part to demonstrate to the Commission compliance with the requirements of § 37.400.