§37.3. Requirements and procedures for registration. — Inbound Citations
17 C.F.R. § 37.3
Statutory Authority
Cited by 3 regulations in release Current.
Citations to §37.3(a)(3)
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(A) An Order Book as defined in § 37.3(a)(3); or
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(2) Is executed on a swap execution facility's trading system or platform that is not an order book as defined in § 37.3(a)(3) of this chapter, or occurs away from the swap execution facility's or designated contract market's trading system or platform and is executed pursuant to the swap execution facility's or designated contract market's rules and procedures;
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(A) Is executed on the trading system or platform, that is not an order book as defined in § 37.3(a)(3) of this chapter of a swap execution facility, or pursuant to the rules of a swap execution facility or designated contract market; and