§37.206. Disciplinary procedures and sanctions. — Inbound Citations
17 C.F.R. § 37.206
Statutory Authority
Cited by 2 regulations in release Current.
Citations to 17 U.S.C. § 37.206 as a whole
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(g) A swap execution facility may refer to the guidance and/or acceptable practices in appendix B of this part to demonstrate to the Commission compliance with the requirements of § 37.206.
Citations to §37.206(d)
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(ii) Section 37.206(d) of this chapter in the case of decisions; or