§37.1306. Reporting to the Commission. — Inbound Citations
17 C.F.R. § 37.1306
Statutory Authority
Cited by 6 regulations in release Current.
Citations to 17 C.F.R. § 37.1306 as a whole
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(3) Request reports, in addition to those required in § 37.1306, or additional documentation or information under § 37.1306(a), (c), and (e); and
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(2) The annual compliance report shall be submitted electronically to the Commission not later than 90 calendar days after the end of the swap execution facility's fiscal year. The swap execution facility shall concurrently file the annual compliance report with the fourth-quarter financial report pursuant to § 37.1306.
Citations to §37.1306(a)
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(3) Request reports, in addition to those required in § 37.1306, or additional documentation or information under § 37.1306(a), (c), and (e); and
Citations to §37.1306(c)
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(3) Request reports, in addition to those required in § 37.1306, or additional documentation or information under § 37.1306(a), (c), and (e); and
Citations to §37.1306(d)
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(4) Grant an extension of time to file fiscal quarter reports under § 37.1306(d).
Citations to §37.1306(e)
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(3) Request reports, in addition to those required in § 37.1306, or additional documentation or information under § 37.1306(a), (c), and (e); and