§300.500. General.
17 C.F.R. § 300.500
These rules will be applied in determining whether a securities transaction gives rise to a “claim for cash” or a “claim for securities” on the filing date of either a liquidation proceeding pursuant to the Securities Investor Protection Act (hereinafter referred to as “the Act”) or a direct payment procedure pursuant to section 10 of the Act.
Notes, amendments, and revision history
Source
Source: Sections 300.500 through 300.503 appear at 53 FR 10369, Mar. 31, 1988, unless otherwise noted.
Authority
Authority: 15 U.S.C. 78ccc.
Source
Source: 44 FR 5077, Jan. 25, 1979, unless otherwise noted.