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Notes

§300.201. Accounts introduced by same or different broker or dealer.

17 C.F.R. § 300.201

All accounts of a person which are introduced by the same broker or dealer shall be combined and protected as the single account of a separate customer, unless such accounts are maintained in different capacities as specified in §§ 300.100 through 300.105; accounts introduced by different brokers or dealers shall be protected separately.
Notes, amendments, and revision history

Authority

Authority: 15 U.S.C. 78ccc.

Source

Source: 44 FR 5077, Jan. 25, 1979, unless otherwise noted.