§3.30. Current address for purpose of delivery of communications from the Commission or the National Futures Association. — Inbound Citations
17 C.F.R. § 3.30
Statutory Authority
Cited by 1 regulation in release Current.
Citations to 17 C.F.R. § 3.30 as a whole
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(a) If, in the opinion of the Director of the Office of Proceedings, the facts set forth in a complaint warrant such action as to any of the registrants, a copy of the complaint, together with any attachments thereto, shall be forwarded by serving by registered mail or certified mail any such registrant named therein at an address previously designated with the Commission by the registrant for receipt of reparation complaints, as provided in Commission Regulation 17 CFR 3.30, or, if no such designation has been filed with the Commission, at such address as will accomplish actual notice to the respondent. Should the Director determine to forward the complaint, the complainant shall be notified of this determination at the time the complaint is forwarded.