§279.3. Form ADV-H, application for a temporary or continuing hardship exemption.
17 C.F.R. § 279.3
An investment adviser must file this form under § 275.203-3 of this chapter to request a temporary hardship exemption or apply for a continuing hardship exemption.
Notes, amendments, and revision history
Amendments
[65 FR 57451, Sept. 22, 2000]
Authority
Authority: The Investment Advisers Act of 1940, 15 U.S.C. 80b-1, et seq., Pub. L. 111-203, 124 Stat. 1376.
Source
Source: 33 FR 19005, Dec. 20, 1968, unless otherwise noted.
Amendments
[65 FR 57451, Sept. 22, 2000]