§274.202. Form 3, initial statement of beneficial ownership of securities.
17 C.F.R. § 274.202
This form shall be filed pursuant to § 270.30h-1 for initial statements of beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(h)). (Same as § 249.103 of this chapter.)
Notes, amendments, and revision history
Amendments
[67 FR 43537, June 28, 2002]
Authority
Authority: 15 U.S.C. 77f, 77g, 77h, 77j, 77s, 78c(b), 78 l, 78m, 78n, 78n-1, 78 o (d), 80a-8, 80a-24, 80a-26, 80a-29, and sec. 939A, Pub. L. 111-203, 124 Stat. 1376, unless otherwise noted.
Source
Source: 33 FR 19003, Dec. 20, 1968, unless otherwise noted.
Amendments
[67 FR 43537, June 28, 2002]