§274.150. Form N-PORT, Monthly portfolio holdings report.
17 C.F.R. § 274.150
Except as provided in paragraph (b) of this section, this form shall be used by registered management investment companies or exchange-traded funds organized as unit investment trusts, or series thereof, to file reports pursuant to § 270.30b1-9 of this chapter not later than 60 days after the end of each fiscal quarter.
Form N-PORT shall not be filed by a registered open-end management investment company that is regulated as a money market fund under § 270.2a-7 of this chapter or a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), or series thereof.
Notes, amendments, and revision history
Amendments
[84 FR 7988, Mar. 6, 2019]
Authority
Authority: 15 U.S.C. 77f, 77g, 77h, 77j, 77s, 78c(b), 78 l, 78m, 78n, 78n-1, 78 o (d), 80a-8, 80a-24, 80a-26, 80a-29, and sec. 939A, Pub. L. 111-203, 124 Stat. 1376, unless otherwise noted.
Source
Source: 33 FR 19003, Dec. 20, 1968, unless otherwise noted.
Amendments
[84 FR 7988, Mar. 6, 2019]