§242.820. Core Principle 3—Security-based swaps not readily susceptible to manipulation.
17 C.F.R. § 242.820
The security-based swap execution facility shall permit trading only in security-based swaps that are not readily susceptible to manipulation.
Notes, amendments, and revision history
Source
Source: 88 FR 87285, Dec. 15, 2023, unless otherwise noted.
Authority
Authority: 15 U.S.C. 77g, 77q(a), 77s(a), 78b, 78c, 78c-4, 78g(c)(2), 78i(a), 78j, 78k-1(c), 78 l, 78m, 78n, 78 o (b), 78 o (c), 78 o (g), 78q(a), 78q(b), 78q(h), 78w(a), 78dd-1, 78mm, 80a-23, 80a-29, 80a-37, and 8343.
Source
Source: 62 FR 544, Jan. 3, 1997, unless otherwise noted.