§232.103. Liability for transmission errors or omissions in documents filed via EDGAR.
17 C.F.R. § 232.103
An electronic filer shall not be subject to the liability and anti-fraud provisions of the federal securities laws with respect to an error or omission in an electronic filing resulting solely from electronic transmission errors beyond the control of the filer, where the filer corrects the error or omission by the filing of an amendment in electronic format as soon as reasonably practicable after the electronic filer becomes aware of the error or omission.
Notes, amendments, and revision history
Amendments
[65 FR 24800, Apr. 27, 2000]
Authority
Authority: 15 U.S.C. 77c, 77f, 77g, 77h, 77j, 77s(a), 77z-3, 77sss(a), 78c(b), 78 l, 78m, 78n, 78n-1, 78o(d), 78w(a), 78 ll, 80a-6(c), 80a-8, 80a-29, 80a-30, 80a-37, 7201 et seq.; and 18 U.S.C. 1350, unless otherwise noted. Section 232.302 is also issued under secs. 3(a) and 302, Pub.L. No. 107-204, 116 Stat. 745.
Source
Source: 58 FR 14670, Mar. 18, 1993, unless otherwise noted.
Amendments
[65 FR 24800, Apr. 27, 2000]