§23.440. Requirements for swap dealers acting as advisors to Special Entities. — Inbound Citations
17 C.F.R. § 23.440
Statutory Authority
Cited by 3 regulations in release Current.
Citations to 17 U.S.C. § 23.440 as a whole
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(8) mean the requirements set forth in §§ 23.400 through 23.451 and 23.700 through 23.704.
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(4) In the case of a counterparty that is a Special Entity, the swap dealer complies with § 23.440 where the recommendation would cause the swap dealer to act as an advisor to a Special Entity within the meaning of § 23.440(a).
Citations to §23.440(a)
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(4) In the case of a counterparty that is a Special Entity, the swap dealer complies with § 23.440 where the recommendation would cause the swap dealer to act as an advisor to a Special Entity within the meaning of § 23.440(a).