§23.431. Disclosures of material information. — Inbound Citations
17 C.F.R. § 23.431
Statutory Authority
Cited by 3 regulations in release Current.
Citations to 17 U.S.C. § 23.431 as a whole
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(8) mean the requirements set forth in §§ 23.400 through 23.451 and 23.700 through 23.704.
Citations to §23.431(a)
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(2) The PB Counterparty has received from the Prime Broker all disclosures regarding the Permitted PB Transactions that, to the best of the Prime Broker's knowledge and reasonable belief, would be necessary for the Prime Broker to comply with § 23.431(a), other than the pre-trade disclosure of the material economic terms and the price of the Permitted PB Transaction;